Markets & Infrastructure

Trading & Investment

India Set to Finalise Commodity Options Regime

By Samuel Riding | 20/12/2016

Sources say SEBI aims to finalise regulatory framework before Union Budget in February.

Clearing & Post-Trade

EC Grants CCP/Trading Venue Equivalency to 6 APAC Jurisdictions

By Samuel Riding | 20/12/2016

CCP regulation deemed equivalent in India, New Zealand and Japan; venues in Australia, Japan and Singapore.

Structural Regulation

Greater Mekong Region – 2016 in Review

By Samuel Riding | 19/12/2016

Small markets working together to create a big difference through banking integration, fintech innovation.

Conduct, Culture & Accountability

HK SFC Issues Management Accountability Rules

By Samuel Riding | 19/12/2016

Proposals cover eight main functions including compliance and AML/CTF.

Structural Regulation

BSP Issues New Pawnshop Rules

By Samuel Riding | 16/12/2016

New regulations aim to enhance financial inclusion, consumer protection.

Fraud, Scams & Cybercrime

SFC Revokes Securities Firm License for ‘Egregious Conduct’

By Samuel Riding | 16/12/2016

Officers banned from the industry for using client money for personal use.

Trading & Investment

Deloitte’s NSE Audit Finds ‘Technical Lapses’

By Samuel Riding | 16/12/2016

No individual involvement or human fault involved, report will say.

Trading & Investment

MAS Proposes Short-selling Disclosure Rules

By Samuel Riding | 16/12/2016

Some trades to be reported to exchange, others to the regulator itself.

Structural Regulation

Indonesia Exchange Re-expands Price Swing Limits

By Samuel Riding | 16/12/2016

Stocks can now rise or fall 20% in a session; previous downside limit was 10%.