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Anti-Money Laundering
Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB
By Samuel Riding | 31/08/2016
Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.
AI Risk & Governance
ASIC Publishes ‘Robo-advice’ Guidelines
By Samuel Riding | 31/08/2016
Guidance covers licensing through to actual advice provision.
AI Risk & Governance
S.Korea to Launch Robo-Advice Test-bed
By Samuel Riding | 31/08/2016
Market has raised concerns over robo-adviser’s performance.
Trading & Investment
Update: Shenzhen-HK Stock Connect Now Set for November
By Samuel Riding | 31/08/2016
Shenzhen exchange sets early November deadline for securities companies to complete preparation.
Structural Regulation
RBI to Draft Guidelines for ‘Niche’ Banking
By Samuel Riding | 30/08/2016
India’s central bank aims to move away from universal bank model; boost financial inclusion.
Trading & Investment
IOSCO Issues CIS Fees Guidance
By Samuel Riding | 29/08/2016
Report suggests best practice based on review conducted in 2015.
Clearing & Post-Trade
Half of FSB Members Have Not Set VM Requirements
By Samuel Riding | 29/08/2016
Financial Stability Board calls for urgent steps to be taken to implement reforms.
Structural Regulation
Thailand to Enhance Securities Account Custody Rules
By Samuel Riding | 28/08/2016
Revisions would allow intermediaries to place client assets in more product types.
Trading & Investment
Foreign Portfolio Investment in Vietnam Hits Record High
By Samuel Riding | 26/08/2016
Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.
Trading & Investment
Indonesia to Allow CP, NCDs
By Samuel Riding | 26/08/2016
Central bank aims to encourage lenders to free up capital; avoid adding to $24.28bn in liquidity already parked with it by lenders.
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