ADVERTISEMENT
Market Abuse
JP Morgan Fined for Trading Breaches
By Samuel Riding | 15/12/2015
Hong Kong SFC reprimands investment bank for short-selling, principal trading and dark pool failings.
Cloud & Infrastructure
Fintech: Don’t Fear the Regulator
By Samuel Riding | 15/12/2015
Fintech start-ups need to know how regulators are welcoming innovators.
Conduct, Culture & Accountability
The Perils of Trying to Regulate Risk out of Private Banking
By Peter Guy | 15/12/2015
The impact of today’s regulatory environment is an ongoing challenge for private bankers and their clients. Here is how bankers are coping and adapting.
Payments & Settlements
Indonesia Plans Integrated Payment System
By Samuel Riding | 15/12/2015
National Payment Gateway, which has been delayed for several years, expected to be completed in 2016.
Market Abuse
India Clamps Down on Trading Manipulation
By Samuel Riding | 15/12/2015
Commodity brokers and traders will have to test systems and software in consultation with exchanges.
Clearing & Post-Trade
Australia Kicks-off OTC Clearing Regime
By Samuel Riding | 14/12/2015
Securities regulator details final rules on mandatory central clearing for OTC derivatives.
Trading & Investment
IOSCO Publishes Results of Hedge Fund Survey
By Samuel Riding | 14/12/2015
Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.
Trading & Investment
India to Launch Physical Gold Exchange
By Samuel Riding | 14/12/2015
Physical exchange backed by bullion association and BSE to be nation’s first.
Structural Regulation
Pakistan’s SECP Joins Islamic Board
By Samuel Riding | 14/12/2015
Securities and exchange regulator accepted into Islamic Financial Services Board.
Structural Regulation
ASIC Questions Proposed Super Fund Law
By Samuel Riding | 11/12/2015
Australian regulator concerned by superannuation fund shareholders’ inability to remove directors.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.