Markets & Infrastructure

    Market Abuse

    JP Morgan Fined for Trading Breaches

    By Samuel Riding | 15/12/2015

    Hong Kong SFC reprimands investment bank for short-selling, principal trading and dark pool failings.

    Cloud & Infrastructure

    Fintech: Don’t Fear the Regulator

    By Samuel Riding | 15/12/2015

    Fintech start-ups need to know how regulators are welcoming innovators.

    Conduct, Culture & Accountability

    The Perils of Trying to Regulate Risk out of Private Banking

    By Peter Guy | 15/12/2015

    The impact of today’s regulatory environment is an ongoing challenge for private bankers and their clients. Here is how bankers are coping and adapting.

    Payments & Settlements

    Indonesia Plans Integrated Payment System

    By Samuel Riding | 15/12/2015

    National Payment Gateway, which has been delayed for several years, expected to be completed in 2016.

    Market Abuse

    India Clamps Down on Trading Manipulation

    By Samuel Riding | 15/12/2015

    Commodity brokers and traders will have to test systems and software in consultation with exchanges.

    Clearing & Post-Trade

    Australia Kicks-off OTC Clearing Regime

    By Samuel Riding | 14/12/2015

    Securities regulator details final rules on mandatory central clearing for OTC derivatives.

    Trading & Investment

    IOSCO Publishes Results of Hedge Fund Survey

    By Samuel Riding | 14/12/2015

    Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.

    Trading & Investment

    India to Launch Physical Gold Exchange

    By Samuel Riding | 14/12/2015

    Physical exchange backed by bullion association and BSE to be nation’s first.

    Structural Regulation

    Pakistan’s SECP Joins Islamic Board

    By Samuel Riding | 14/12/2015

    Securities and exchange regulator accepted into Islamic Financial Services Board.

    Structural Regulation

    ASIC Questions Proposed Super Fund Law

    By Samuel Riding | 11/12/2015

    Australian regulator concerned by superannuation fund shareholders’ inability to remove directors.

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