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Structural Regulation
ASIC Releases Evidence Metrics for Self-Assessment of Regulator Performance
By Editors | 15/07/2015
The Australian Securities and Investment Commission has released the evidence metrics it will use to report against the Federal Government’s Regulator Performance Framework, which aims to reduce the regulatory burden while achieving the same regulatory outcomes.
Structural Regulation
Challenges Ahead for New SGX Chief
By Editors | 15/07/2015
Former investment banker Loh Boon Chye will be presented with several challenges as he takes over at the helm of the Singapore Exchange.
Trading & Investment
China Liberalises Domestic Bond Market
By Editors | 15/07/2015
China continued to liberalise its domestic capital market by scrapping quotas that limited investments.
Trading & Investment
SEBI Concerns Over Regulating Forward Contracts
By Editors | 13/07/2015
The Securities and Exchange Board of India says it is not comfortable with forward contracts on the commodity exchanges it will soon be expected to regulate.
Clearing & Post-Trade
CPMI and IOSCO Begin First Level 3 PFMI Principles Assessment
By Editors | 13/07/2015
The start of the first Level 3 assessment of the implementation of the Principles for financial market infrastructures.
Alternative Markets
IOSCO Publishes Report on SME Financing Through Capital Markets
By Editors | 13/07/2015
The Board of the International Organization of Securities Commissions on July 9 published a report providing recommendations for regulators to facilitate capital raising by small and medium sized enterprises in emerging markets.
Trading & Investment
China Regulators Draw Criticism for Role in Market Crash
By Editors | 12/07/2015
Australian financial services firm AMP Ltd has publicly criticised Chinese regulators for contributing to the panic sell-off in mainland equities.
Clearing & Post-Trade
Australia Regulators Push to Allow Super Funds to Pledge Assets as Collateral
By Editors | 12/07/2015
The Australian Investments & Securities Commission is pushing to reform laws to allow super funds to pledge their assets as collateral, in a bid to help them reduce dealing costs associated with currency hedging.
Trading & Investment
Malaysia Enhances Competitiveness for Fund Management Industry
By Editors | 12/07/2015
The Securities Commission Malaysia has liberalised its rules governing the fund management industry by allowing the establishment of boutique fund management companies through a more facilitative structure.
Conduct, Culture & Accountability
India to Crack Down on Asset Managers Violating Inter-Scheme Transfer Norms
By Editors | 12/07/2015
The Securities and Exchange Board of India is considering taking action against asset management companies that are transferring assets from one mutual fund scheme to another at unfair valuations.
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