Markets & Infrastructure

    Clearing & Post-Trade

    Assessment of ASX Clearing and Settlement Facilities

    By Editors | 05/09/2013

    The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]

    Clearing & Post-Trade

    ESMA Advises Commission on Non-EU Derivatives Rules

    By Editors | 03/09/2013

    The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]

    Clearing & Post-Trade

    EMIR – Asian Countries Equivalence Reports

    By Editors | 01/09/2013

    ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]

    Clearing & Post-Trade

    ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives

    By Editors | 30/08/2013

    On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]

    Trading & Investment

    ASX Releases Consultation on Crossing Rules

    By Editors | 30/08/2013

    On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]

    Structural Regulation

    Strengthening Cooperation between the HKMA and Bank Negara Malaysia

    By Editors | 30/08/2013

    The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]

    Structural Regulation

    Japanese FSA Signs Cooperation with National Bank of Slovakia

    By Editors | 23/08/2013

    On August 22, the Japanese Financial Services Agency (FSA) signed a Memorandum of Cooperation with the National Bank of Slovakia […]

    Trading & Investment

    ASIC Continues Crackdown on Hybrids

    By Editors | 23/08/2013

    This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]

    Structural Regulation

    SFC Quarterly Update Apr-June 2013

    By Editors | 20/08/2013

    The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]

    Supervision & Enforcement

    SFC Reprimands and Fines China Securities Holdings

    By Editors | 15/08/2013

    The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]

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