Markets & Infrastructure

    Trading & Investment

    Hong Kong Bans Retail Investors from Dark Pool Trading

    By Editors | 15/05/2015

    The Securities and Futures Commission (SFC) has banned individual investors from trading in dark pools as a result of industry consultation on how to improve regulation of the alternative trading venue.

    Structural Regulation

    Taiwan Unveils Revamp Plan for Banking Industry

    By Editors | 12/05/2015

    The Financial Supervisory Commission has unveiled a new plan that encourages more mergers and acquisitions in Taiwan’s financial industry.

    Market Abuse

    Hong Kong’s SFC Says Will Be On Guard for Market Manipulation

    By Editors | 12/05/2015

    Securities and Futures Commission would watch market activity closely to ensure against market manipulation amid a surge in trading volume.

    Structural Regulation

    India Appeases Foreign Investors as Government Moves to Resolve Tax Row

    By Editors | 07/05/2015

    India is setting up a panel that will suggest ways to resolve disputes arising from the country’s imposition of the minimum alternate tax (MAT), a levy imposed on years-old capital gains of foreign companies.

    Cloud & Infrastructure

    S Korea’s FSC Aims to Get More Banks to Fund Fintech Firms

    By Editors | 07/05/2015

    South Korea’s Financial Services Commission (FSC) said the state-run policy lenders Korea Development Bank and the Industrial Bank of Korea will allocate 200 billion won ($184.9 million) in funds this year to support financial technology companies or fintech.

    Structural Regulation

    China Plans to Allow Residents to Invest Overseas via FTZ

    By Editors | 07/05/2015

    China plans to allow Chinese individuals to invest in financial markets overseas through the Shanghai Free Trade Zone (FTZ).

    Clearing & Post-Trade

    GIC Adopts Omgeo ALERT to Boost Operational Efficiency

    By Editors | 07/05/2015

    Omgeo announces that Singapore’s sovereign wealth fund GIC has adopted Omgeo ALERT as its settlement instruction service.

    Trading & Investment

    China Increases Foreign Access to Domestic Bond Market

    By Editors | 07/05/2015

    China moves towards liberalising its domestic capital markets by allowing a group of foreign institutions to invest in its domestic bond market.

    Structural Regulation

    Taiwan to Update Bank Merger Policy in May

    By Editors | 06/05/2015

    Taiwan’s Financial Supervisory Commission said it will update a policy that will promote mergers in the domestic banking industry.

    Structural Regulation

    CCB (Asia) Selects Wolters Kluwer to Help Address Regulatory Reporting Requirements

    By Editors | 05/05/2015

    China Construction Bank (Asia) has announced they will be implementing Wolter Kluwers, OneSumX Regulatory Reporting solution.

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