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Credit Risk
Thomson Reuters Adds Countries of Risks to its Entity Risk Solution
By Editors | 16/09/2013
Thomson Reuters, today announced the launch of an enhanced entity risk offering to help financial institutions, including custodian banks, regional […]
Structural Regulation
New Zealand: Regulatory Reporting Guide Consultation Underway
By Editors | 16/09/2013
Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]
Trading & Investment
Value Partners Receive RQFII Approval
By Editors | 12/09/2013
The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]
Trading & Investment
Korean Regulator Reviews Foreign Brokerages’ Derivatives Sales
By Editors | 10/09/2013
South Korea’s regulatory watchdog the Financial Supervisory Service is reviewing derivatives sales at three foreign brokerages for compliance with the […]
Structural Regulation
HKMA & SFC Publish OTC Consulation Conclusions
By Editors | 09/09/2013
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) jointly published today their conclusions on a […]
Structural Regulation
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
By Editors | 06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
Clearing & Post-Trade
Assessment of ASX Clearing and Settlement Facilities
By Editors | 05/09/2013
The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]
Clearing & Post-Trade
ESMA Advises Commission on Non-EU Derivatives Rules
By Editors | 03/09/2013
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]
Clearing & Post-Trade
EMIR – Asian Countries Equivalence Reports
By Editors | 01/09/2013
ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]
Clearing & Post-Trade
ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives
By Editors | 30/08/2013
On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]
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