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Trading & Investment
ASX Releases Consultation on Crossing Rules
By Editors | 30/08/2013
On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]
Structural Regulation
Strengthening Cooperation between the HKMA and Bank Negara Malaysia
By Editors | 30/08/2013
The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]
Structural Regulation
Japanese FSA Signs Cooperation with National Bank of Slovakia
By Editors | 23/08/2013
On August 22, the Japanese Financial Services Agency (FSA) signed a Memorandum of Cooperation with the National Bank of Slovakia […]
Trading & Investment
ASIC Continues Crackdown on Hybrids
By Editors | 23/08/2013
This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]
Structural Regulation
SFC Quarterly Update Apr-June 2013
By Editors | 20/08/2013
The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]
Supervision & Enforcement
SFC Reprimands and Fines China Securities Holdings
By Editors | 15/08/2013
The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]
Market Abuse
SEC Issues Risk Alert on Options Trading
By Editors | 15/08/2013
The SEC has issued a Risk Alert to help market participants detect and prevent options trading that circumvents an SEC […]
Trading & Investment
ASIC makes rules on dark liquidity, high-frequency trading
By Editors | 12/08/2013
ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]
Clearing & Post-Trade
SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures
By Editors | 09/08/2013
(Hong Kong) The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the […]
Conduct, Culture & Accountability
Instinet Australia Pty Limited pays $130,000 infringement notice penalty
By Editors | 09/08/2013
Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]
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