Markets & Infrastructure

    Structural Regulation

    Basel Committee, IOSCO Issue Guidelines on Securitization Structures

    By Editors | 12/12/2014

    The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued new guidelines to help the financial industry develop simple and transparent securitization structures.

    Trading & Investment

    China Approves 12 New IPOs Earlier than Usual

    By Editors | 10/12/2014

    The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.

    Conduct, Culture & Accountability

    S. Korea Plans to Launch Consumer Financial Protection Agency

    By Editors | 08/12/2014

    The Financial Services Commission (FSC) said it will establish an independent state-run agency responsible for consumer protection in the financial sector next year.

    Trading & Investment

    Japan Exchange, SGX in Partnership to Offer New Derivatives

    By Editors | 03/12/2014

    Japan Exchange Group, Inc and Singapore Exchange have signed a letter of intent to collaborate in the the joint development of markets including the derivatives and commodities, and strengthen their partnership.

    Resolution & Recovery

    A Closer Look at ISDA’s Proposed Stay on Derivatives Settlement

    By Peter Guy | 03/12/2014

    An interview with ISDA reveals and clarifies how the industry seeks to end ‘too big to fail’.

    Trading & Investment

    S. Korean Regulator to Support Crowdfunding

    By Editors | 02/12/2014

    Financial Services Commission chairman Shin Je-yoon said raising funds via social network services or crowdfunding can turn venture ideas to actual businesses and is a necessary new source of funding.

    Anti-Bribery & Corruption

    China Probes Stock Market Regulator Official

    By Editors | 02/12/2014

    China is investigating a senior official of the country’s chief securities regulator on allegations of violating the law, with local media linking the probe to approvals of company listings.

    Structural Regulation

    Taiwan Regulator to Back 8 Financial Firms in Asia Expansion

    By Editors | 02/12/2014

    Taiwan’s Financial Supervisory Commission said it will pick eight financial holding firms which it could build into regional players in Asia through the provision of regulatory incentives.

    Structural Regulation

    China’s Securities Regulator to Unveil New IPO Rules

    By Editors | 01/12/2014

    The China Securities Regulatory Commission said it has concluded drafting the rules for a new approval management system for initial public offerings in the country’s bourses.

    Trading & Investment

    India’s SEBI to Urge Cash-Rich Firms to Pay Dividends

    By Editors | 28/11/2014

    The Securities and Exchange Board of India said it plans to ask listed cash-rich companies to pay shareholder dividends, and adopt the practice as part of company policy.

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