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Conduct, Culture & Accountability
Taiwan Ensures Strict Compliance in Banks, Looks Into Card Issuers’ Risk Management
By Editors | 14/02/2014
The Financial Regulatory Commission is urging financial firms to appoint vice-president level compliance officers.
Conduct, Culture & Accountability
Indonesia Launches Roadmap on Good Corporate Governance
By Editors | 13/02/2014
The Financial Services Authority (OJK) has issued a roadmap to promote good corporate governance.
Structural Regulation
China Central Bank Seeks Regulatory Checks on Internet Finance
By Editors | 11/02/2014
The People’s Bank of China is leading an effort to come up with regulations that will govern China’s growing internet finance sector.
Operational Risk
Regulatory Change Slows Growth Among Financial Services Firms, SunGard Survey Says
By Editors | 11/02/2014
A new report from SunGard highlights how regulatory change is second only to market volatility as an executive issue for financial services firms.
Structural Regulation
IOSCO Consults on Revisions to Code for Credit Rating Agencies
By Editors | 11/02/2014
International Organisation of Securities Commission (IOSCO) has called for enhanced provisions in the code of conduct for credit rating agencies.
Trading & Investment
Japan Brokers Seek Revamp on Savings Accounts
By Editors | 11/02/2014
Japanese brokers are urging the regulator to revamp a scheme that waives taxes on investments of up to 1 million yen for five years.
Structural Regulation
Vietnam PM Urges Commercial Banks to List Shares on Local Bourse
By Editors | 11/02/2014
Vietnam Prime Minister has called on the nation’s commercial banks to list their shares on the local bourse in a bid to boost transparency.
Structural Regulation
Singapore Plans New Measures to Strengthen Stock Market
By Editors | 10/02/2014
Singapore regulators plan wide-scale reforms to regulations governing equity markets.
Trading & Investment
Indonesia Mulls Tax Breaks for Corporate Bond Investors
By Editors | 09/02/2014
Indonesia is considering tax breaks for investors in local corporate bonds to boost capital markets.
Trading & Investment
Singapore to Roll Out New Fee Structure For Securities Market in May
By Editors | 09/02/2014
Singapore Exchange Ltd. is revising its fee structure for the securities market to boost market liquidity.
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