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Trading & Investment
Markit to Provide SFC Electronic Trading Rules Solution
By Editors | 29/11/2013
Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.
Structural Regulation
NZ Regulator Announces New CEO
By Editors | 28/11/2013
The New Zealand regulator, the Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 […]
Structural Regulation
EMIR Drives Legal Entity Identifiers Adoption in APAC
By Editors | 28/11/2013
The European Market Infrastructure Regulation (EMIR) has become the key driver this year for Asian regulators beginning to include pre-LEI codes in their reporting requirements
Conduct, Culture & Accountability
ASIC Pleased with Superannuation PDS Changes
By Editors | 27/11/2013
ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.
Structural Regulation
Asia’s Capital Markets: Strategies for Sustained Growth
By Editors | 26/11/2013
Collective industry voice reveals critical need to develop broader and deeper capital markets in the region.
Market Abuse
ASIC Launches Next Generation Market Surveillance System
By Editors | 25/11/2013
ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]
Structural Regulation
SGX Names New Chief Regulatory and Chief Risk Officers
By Editors | 25/11/2013
Singapore Exchange (SGX) has announced that Yeo Lian Sim is retiring as Chief Regulatory & Risk Officer at the end […]
Structural Regulation
ASIC Releases Revised Guidance on Custody
By Editors | 21/11/2013
ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]
Clearing & Post-Trade
Malaysian Regulators Issue Consultation Paper on OTC Derivatives Reporting
By Editors | 21/11/2013
Securities Commission Malaysia (SC), Bank Negara Malaysia (BNM) and Perbadanan Insurans Deposit Malaysia (PIDM) have issued a joint consultation paper […]
Liquidity Risk
RBA Debelle: Remarks to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives on Financial Markets
By Editors | 20/11/2013
The Reserve Bank of Australia’s Guy Debelle spoke to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives […]
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