Markets & Infrastructure

Conduct, Culture & Accountability

SEBI Constitutes High-Level Panel to Review Conflict of Interest Policies

By Nithya Subramanian | 13/04/2025

The panel will review existing policies governing conflicts of interest, disclosures, and recusals concerning its board members and officials.

Structural Regulation

SEBI Adopts New Threshold for Granular Disclosures by FPIs

By Editors | 13/04/2025

The higher threshold reduces the number of FPIs that are subject to granular disclosure requirements, reducing compliance costs for foreign investors.

Structural Regulation

Korea to Phase in XBRL Disclosure Requirements for SMEs

By Thisanka Siripala | 11/04/2025

The FSS announced it will allow implementation in phases for companies with assets under KRW 500 billion.

Trading & Investment

China: Stock Exchanges Finalise Rules on Programmatic Trading

By Manesh Samtani | 11/04/2025

The new rules will come into effect on 7 July, imposing reporting and risk control requirements on market participants and securities firms.

Conduct, Culture & Accountability

Korea FSS Calls Out Poor Stewardship Practices by Fund Managers

By Thisanka Siripala | 11/04/2025

South Korea’s FSS warned about superficial voting, fund pricing errors and pledged to name and shame underperforming firms.

Conduct, Culture & Accountability

ASIC Consults on Plan to Publish Breach and Complaints Data

By Sanday Chongo Kabange | 11/04/2025

ASIC proposes to publish regulated firms’ breach and complaints data in H2 this year to enhance transparency and accountability.co

Structural Regulation

CSRC Proposes Revised Regulations for Fund Custodians

By Manesh Samtani | 10/04/2025

The entry requirements are raised and the responsibilities of securities investment fund custodians are strengthened.

AI Risk & Governance

Evolving Indian Regulations: Future-Proofing the Banking Regulatory Ecosystem

By Manesh Samtani | 10/04/2025

Insights from a Nasdaq-led discussion, moderated by Regulation Asia, discussing regulatory change, the reporting ecosystem, data management practices, and related technology.

Conduct, Culture & Accountability

Japan FSA Sanctions Tachibana for Repeated Sales Misconduct

By Thisanka Siripala | 10/04/2025

Tachibana Securities failed to detect or halt improper sales practices due to deficient internal audits, compliance checks, and management oversight.