ADVERTISEMENT
Markets & Infrastructure
Structural Regulation
Philippine SEC Offers Amnesty for Non-Compliant Firms
By Mark Johnston | 27/09/2024
A similar amnesty programme offered last year saw more than 80,000 corporations come back into compliance with reporting requirements.
Structural Regulation
SEBI Establishes New Outreach Cell for Foreign Investors
By Ajoy K Das | 26/09/2024
The cell is tasked with providing guidance to FPIs on applications and compliance processes, and offering support during onboarding.
Conduct, Culture & Accountability
Australia Consults on Further Revisions to Tax Agents Code of Conduct
By Sanday Chongo Kabange | 26/09/2024
The revisions aim to address industry concerns about obligations to correct false or misleading statements and disclosures that must be made to clients.
Structural Regulation
Japan FSA Approves Merger Between Two Regional Banks
By Thisanka Siripala | 26/09/2024
Fukui Bank and Fukuho Bank are being granted JPY 3 billion in financial assistance from the government to cover the merger costs.
Market Abuse
ASIC Fines Macquarie for ‘Serious’ Gatekeeper Failure
By Sanday Chongo Kabange | 26/09/2024
Macquarie was fined for failing to act promptly and appropriately to prevent manipulation in the electricity futures market.
Conduct, Culture & Accountability
FCA Chair Cleared of Wrongdoing in Whistleblower Case
By Nithya Subramanian | 26/09/2024
An internal review found that Ashley Alder’s actions were reasonable and not intended to harm the complainants.
Structural Regulation
Hong Kong FSDC, Beijing Financial Bureau Sign Collaboration Pact
By Sanday Chongo Kabange | 26/09/2024
The pact seeks to nurture a conducive environment for growth and innovation for the Hong Kong and Beijing financial sectors.
Structural Regulation
SEBI Issues Guidelines for Performance Evaluations of MIIs
By Ajoy K Das | 26/09/2024
Independent external agencies must conduct evaluations of market infrastructure institutions every three years.
Supervision & Enforcement
Australia to Launch Inquiry Into Collapse of Dixon Advisory
By Thisanka Siripala | 26/09/2024
The inquiry will explore the actions of individuals involved, ASIC’s response, and the implications for the CSLR.
Tokenisation
Digital Asset, DTCC Complete Pilot Test on Tokenised US Treasuries
By Sanday Chongo Kabange | 26/09/2024
Digital Asset, DTCC and other industry project participants executed 100 transactions using tokenised US Treasuries as collateral.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.