Markets & Infrastructure

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    Trading & Investment

    SEBI Amends Regulations for Voluntary Delisting of Shares

    By Ajoy K Das | 25/09/2024

    SEBI has introduced a fixed price process as an alternative to the reverse book-building process to enable companies to go private more easily.

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    Cryptocurrency

    Nasdaq Wins SEC Approval to List Options on Bitcoin ETF

    By Editors | 25/09/2024

    The options contracts on iShares Bitcoin Trust ETF still need to be approved by the Options Clearing Corp and the CFTC before trading can begin.

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    Structural Regulation

    Deutsche Börse, Nasdaq Under Scrutiny in EU Antitrust Probe

    By Editors | 25/09/2024

    Deutsche Börse and Nasdaq said they were raided and searched by EU antitrust watchdogs who suspect antitrust rule violations.

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    Payments & Settlements

    SEBI Mandates Use of UPI for Public Issues of Debt Securities

    By Ajoy K Das | 25/09/2024

    Retail investors applying for public issues of debt securities via intermediaries will have to use the UPI fund blocking mechanism.

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    Structural Regulation

    SEBI Launches Consultation to Simplify FPI Registration

    By Nithya Subramanian | 25/09/2024

    SEBI has proposed only collecting information that is unique to FPI applicants in order to save time and effort.

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    Structural Regulation

    US Prosecutors Accuse Visa of Monopolising Debit Card Market

    By Editors | 25/09/2024

    The DOJ says Visa illegally maintains monopoly power by imposing a web of exclusionary agreements on merchants and banks.

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    Trading & Investment

    Japan to Launch Asset Management Forum on 3 October

    By Manesh Samtani | 25/09/2024

    Prime Minister Fumio Kishida said the Forum will be launched by leading Japanese and US asset management companies.

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    Conduct, Culture & Accountability

    SFC Imposes Six Month Ban on Former Goldman Trader

    By Mark Johnston | 25/09/2024

    The former trader tried to dishonestly conceal a trade execution error, in breach of the Code of Conduct.

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    Trading & Investment

    SGX Mulls Establishment of New Office in Dubai – Report

    By Nithya Subramanian | 25/09/2024

    SGX is exploring the possibility of opening an office in Dubai as a number of major funds relocate to the UAE.

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    Conduct, Culture & Accountability

    US Regulators Impose Record-keeping Penalties on 13 More Firms

    By Manesh Samtani | 25/09/2024

    The SEC fined broker-dealers and investment advisers a combined $88mn. The CFTC fined two firms a total $32mn.

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