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Markets & Infrastructure
Structural Regulation
SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals
By Ajoy K Das | 05/07/2024
Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.
Cryptocurrency
ESMA Publishes Trade Transparency Standards for MiCA
By Editors | 05/07/2024
ESMA report includes standards for how crypto trading platforms should publish data required for pre-and post-trade transparency.
Conduct, Culture & Accountability
FMA Censures DeVere for FAP Licence Breaches
By Sanday Chongo Kabange | 05/07/2024
The FMA censured deVere for failing to ensure its clients understood the financial advice offered to them.
Trading & Investment
SEBI Mandates Email for Dispatching Consolidated Account Statements
By Ajoy K Das | 05/07/2024
The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.
Payments & Settlements
RBI Proposes Rationalisation of Export-Import Transactions
By Ajoy K Das | 05/07/2024
The proposed regulations will promote ease of doing business for exporters and empower authorised dealer banks to provide more efficient service.
Payments & Settlements
BSP Ramps Up Financial Inclusion Efforts
By Sanday Chongo Kabange | 05/07/2024
The BSP will explore open finance use cases to enhance financial inclusion efforts and get more citizens into the formal financial system.
Conduct, Culture & Accountability
China to Cap Salaries in Financial Industry – Report
By Editors | 04/07/2024
The measure could be applied retroactively, requiring those who earned more than CNY 3 million over the past few years to return the excess.
Trading & Investment
SEBI Cuts Face Value of Debt Securities
By Ajoy K Das | 04/07/2024
A lower ticket size could encourage more participation from retail investors, boosting liquidity.
Supervision & Enforcement
ASIC Directs Licensees To Correct Advisor Records on FAR
By Sanday Chongo Kabange | 04/07/2024
ASIC has directed AFS licensees to immediately correct records on the Financial Advisers Register or face enforcement action.
Trading & Investment
China Launches Covered Bond Programme for Private Firms
By Editors | 04/07/2024
Four companies issued bonds on Tuesday through the new programme, which aims to help private businesses secure financing.
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