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Markets & Infrastructure
Operational Risk
APRA Updates Guidance on Strategic Planning for Super Funds
By Sanday Chongo Kabange | 04/07/2024
The updated guidance for super funds will apply from 1 July 2025 and sets clear expectations for trustees regarding expenditure.
Structural Regulation
US Court Rejects Visa, Mastercard Antitrust Settlement
By Manesh Samtani | 04/07/2024
The court said Visa and Mastercard could withstand a “substantially greater judgment” than the $30bn settlement proposed in March.
Market Abuse
Korea Imposes Largest Ever Short-Selling Fine on Credit Suisse
By Sanday Chongo Kabange | 04/07/2024
The SFC has imposed a $19.5 million combined fine on Credit Suisse and its Singapore affiliate for naked short sale activities.
Structural Regulation
HK Presses Ahead with New Company Re-domiciliation Regime
By Sanday Chongo Kabange | 04/07/2024
The FSTB is drafting legislation that will make it easier for foreign companies to re-domicile to Hong Kong.
Structural Regulation
SEBI Directs Market Infrastructure Institutions to Charge Uniform Fees
By Ajoy K Das | 04/07/2024
The regulator said that the charges should to be ‘true to label’, meaning the charges paid by investors should be the same as those received by MIIs.
Market Abuse
SEBI Issues Show Cause Notice to Hindenburg Over Adani Report
By Ajoy K Das | 03/07/2024
Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”
Cryptocurrency
US SEC Charges Consensys for Operating as Unregistered Broker
By Manesh Samtani | 03/07/2024
The SEC said Consensys Software Inc sold unregistered securities and performed brokerage functions by offering staking services in its popular wallet tool.
Conduct, Culture & Accountability
Australia: ANZ Sanctioned for Charging Deceased Customers
By Sanday Chongo Kabange | 03/07/2024
The BCCC sanctioned ANZ for breaching its obligations under the Banking Code of Practice in relation to deceased customers.
Structural Regulation
SEBI Proposes Lighter Regulations for Passive MFs
By Ajoy K Das | 03/07/2024
A recently released consultation paper proposes lower net worth and net profit requirements for sponsors and AMCs.
Trading & Investment
PBOC Set to Start Short-selling Government Bonds
By Manesh Samtani | 03/07/2024
The PBOC said it will borrow government bonds from primary dealers in the open market, which would be a first for the central bank.
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