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PEPs & Sanctions
Chinese Banks Reducing CNY Trades on Moscow Exchange
By Editors | 03/07/2024
Yuan flows into Russia for oil sales to China are reportedly shifting from the exchange market to the OTC market.

Conduct, Culture & Accountability
Hong Kong AFRC Sets Expectations for PIE Auditors
By Sanday Chongo Kabange | 03/07/2024
The AFRC has reminded PIE auditors to be prepared for undertaking PIE engagements as gatekeepers for the capital market.

Trading & Investment
RBI: Rapid Rise in Derivatives Trading Poses Challenges to Investors
By Ajoy K Das | 03/07/2024
Investor protection is key, since derivatives are more complex than underlying assets, said the central bank’s Financial Stability Report.

Trading & Investment
SEBI Proposes Mandatory Disclosure of Risk Adjusted Return for MF Schemes
By Ajoy K Das | 02/07/2024
Disclosure of RAR along with scheme return will help investors make informed investment decisions.

Structural Regulation
AFCA Publishes New Rules and Operational Guidelines
By Sanday Chongo Kabange | 02/07/2024
The new rules are approved by ASIC and provide complete transparency into how the AFCA operates.

Cybersecurity
RBI Calls on Banks to Increase Vigilance Against Cyber Attacks
By Ajoy K Das | 02/07/2024
Banks have been directed to monitor network activities and server logs as well as keep close watch on critical payments systems.

Resolution & Recovery
UBS Completes Merger With Credit Suisse Swiss Unit
By Editors | 02/07/2024
Sabine Keller-Busse, President of UBS Switzerland said the completion of the Swiss entities’ merger marks an important milestone.

Fraud, Scams & Cybercrime
China: New Law Strengthens Penalties for Accounting Fraud
By Editors | 02/07/2024
The new Accounting Law significantly increases penalties for financial fraud and for the first time includes the phrase “internal control”.

Payments & Settlements
Project Nexus Completes Blueprint; Prepares for Live Implementation
By Nithya Subramanian | 02/07/2024
To facilitate live implementation, a new entity named the Nexus Scheme Organisation, will be established.

Clearing & Post-Trade
ESMA Extends TAIFEX Recognition to Cover TWD NDFs
By Editors | 02/07/2024
ESMA recognised TAIFEX as a TC-CCP in December 2022 initially just for interest rate swaps. TWD non-deliverable forwards are now approved.
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