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Structural Regulation
Australian Senator Calls for New Financial System Inquiry
By Editors | 26/02/2024
Senator Andrew Bragg said ASIC and APRA are failing in their mandates and that the twin peaks model has “had its day”.

Trading & Investment
HKMA Issues Updated Guidance on Suitability Assessments
By Manesh Samtani | 26/02/2024
The guidance focuses on the portfolio-based approach to suitability assessment, which HKMA says improves efficiency in the selling process.

Payments & Settlements
RBI Opens Prepaid Payment Instrument Market for Public Transport
By Ajoy K Das | 26/02/2024
Banks and non-banks can issue PPIs for use on public transport, with prepaid balances capped at INR 3000.

Structural Regulation
PSE to Complete Acquisition of Bond Market Operator by 2025
By Mark Johnston | 26/02/2024
The Philippine Stock Exchange has since 2017 been seeking to acquire the Philippine Dealing System Group, which operates the local bond market.

Clearing & Post-Trade
CFTC Grants TAIFEX Exemption to Clear Swaps for US Participants
By Manesh Samtani | 26/02/2024
TAIFEX has relied on temporary no-action relief since September 2022. ‘Exempt DCO’ status gives it a lasting right to clear OTC derivatives for US participants.

Structural Regulation
India Amends Rules to Strengthen Safeguards in NPS Ecosystem
By Ajoy K Das | 26/02/2024
The PFRDA has amended its regulations to improve governance and risk management at trustee banks and central recordkeeping agencies.

Cloud & Infrastructure
FSDF Top-up Will Help Anchor Singapore Financial Services Capabilities
By Mark Johnston | 25/02/2024
MAS will use the S$2bn top-up to support talent development initiatives, innovation in financial services, and infrastructure projects.

Trading & Investment
Holiday Trading to Include Currency Derivatives from 29 March, HKEX Confirms
By Sanday Chongo Kabange | 24/02/2024
HKFE has obtained regulatory approval to include currency futures and options in derivatives holiday trading from 29 March.

Conduct, Culture & Accountability
US SEC Adopts Amendments to Strengthen Ethics Rules
By Mark Johnston | 24/02/2024
The SEC has adopted amendments banning employees from investing in financial sector funds and enabling automated compliance monitoring.

Trading & Investment
Philippines Explores Public Listing Options for Two Major State Banks
By Sanday Chongo Kabange | 23/02/2024
The DOF is looking to facilitate stock market listings by LandBank and DBP, among other initiatives to further develop the capital market.
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