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Conduct, Culture & Accountability
US SEC Adopts Amendments to Strengthen Ethics Rules
By Mark Johnston | 24/02/2024
The SEC has adopted amendments banning employees from investing in financial sector funds and enabling automated compliance monitoring.

Trading & Investment
Philippines Explores Public Listing Options for Two Major State Banks
By Sanday Chongo Kabange | 23/02/2024
The DOF is looking to facilitate stock market listings by LandBank and DBP, among other initiatives to further develop the capital market.

Supervision & Enforcement
FSC Korea Warns the Consumer Finance Association for Violations
By Mark Johnston | 23/02/2024
The FSC has issued a warning to the CFA and its chairman for violating the law and obstructing the FSS inspection.

Resolution & Recovery
SGX RegCo Proposes Restructuring Rule Changes for Distressed Firms
By Ranamita Chakraborty | 23/02/2024
Singapore’s bourse seeks to support the country’s efforts to be a restructuring hub amid rising insolvencies and global corporate defaults.

Trading & Investment
Regulatory Measures Not Aimed at Restricting Selling: CSRC
By Manesh Samtani | 23/02/2024
The CSRC said investors’ rights to trade fairly and freely will be protected, but that it would continue to crack down on abnormal trading and illegal activities.

Conduct, Culture & Accountability
Bangladesh Bank Issues New Rules for Bank Boards
By Mark Johnston | 23/02/2024
No more than three members from a single family can be directors, who must all be aged 30 year old or above.

Structural Regulation
South Korea Eases FX Regulations to Attract Foreign Investors
By Sanday Chongo Kabange | 22/02/2024
The updated regulations will enable foreign investors easier access to local currency and simplify complex procedures.

Trading & Investment
Chinese Stock Exchanges Ramp Up Scrutiny of Quant Funds
By Mark Johnston | 22/02/2024
A new monitoring scheme and reporting requirements have been introduced for computer-driven quant funds.

Payments & Settlements
BSP Approves GCash Expansion Services to Overseas Filipinos
By Mark Johnston | 22/02/2024
Filipinos in 16 countries can now send money, pay bills and buy load using the GCash app.

Conduct, Culture & Accountability
Taiwan Enhances Fund Manager Rules on Conflict of Interests
By Mark Johnston | 22/02/2024
The FSC introduced seven new and refined six existing measures to prevent conflicts of interest involving managers of investment trusts.
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