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Market Data & Technology
SFC Calls Out Brokers for Slow Implementation of its Data Standards
By Manesh Samtani | 23/12/2022
Brokers are directed to assign one or more MICs to oversee the implementation of the Data Standards, which was meant to be completed in April 2021.
Payments & Settlements
BNM Finalises New Rules for Payment System Operators
By Editors | 22/12/2022
The policy document primarily sets out regulatory requirements covering governance and risk management, in alignment with the PFMI.
Structural Regulation
ESMA Issues Guidelines for Operators of DLT Market Infrastructure
By Editors | 22/12/2022
The guidelines include templates firms can use to apply for permission to operate DLT market infrastructure under the EU’s DLT Pilot Regulation.
Payments & Settlements
Citigroup Litigation in Revlon Dispute Comes to an End
By Editors | 22/12/2022
Citigroup reached an agreement with ten remaining Revlon lenders for them to repay the bank USD 504 million for mistakenly sent wire transfers.
Conduct, Culture & Accountability
Five Steps to Address E-Comms Risk and Avoid Regulatory Penalties
By Rupal Patel | 22/12/2022
The industry is playing catch up with the impact of working from home and must ensure e-comms risk is managed in a better way, says Rupal Patel at Acin.
Trading & Investment
Vietnam Proposes Measures to Boost Corporate Bond Market
By Editors | 22/12/2022
The Ministry of Finance has proposed to defer a professional-investor-only requirement, and delay a requirement for large issuers to have a credit rating.
Alternative Markets
SEBI Considering Allowing Listings by ‘Micro REITs’
By Editors | 22/12/2022
Micro REITs will be allowed to hold just a single asset or a diversified portfolio, to provide easier access to retail investors.
Structural Regulation
ESMA Publishes Final Guidelines, Validation Rules for EMIR Refit
By Editors | 22/12/2022
ESMA published its final guidelines for reporting under EMIR, the final validation rules, and reporting instructions for outgoing and incoming messages.
Structural Regulation
ASIC Finalises Changes to OTC Derivatives Reporting Rules
By Manesh Samtani | 22/12/2022
ASIC has consolidated a proposed two-stage process for updating the rules into a single update commencing 21 October 2024.
Credit Risk
HKMA Issues Guidance on Using Digital Platforms to Offer Credit
By Manesh Samtani | 21/12/2022
With the growing popularity of digital platforms to apply for credit products, banks are “reminded to ensure proper protection of their customers”, the HKMA said.
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