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Market Abuse
Taiwan FSC Penalises Eastspring for Violations by Former CIO
By Editors | 09/08/2022
The former chief investment officer used “another person’s account” to trade the same stock that was being traded by Eastspring.
Market Data & Technology
Japan QUICK Corp to Disseminate Real Time ODX Data
By Editors | 09/08/2022
QUICK Corp will disseminate real time market information obtained from Osaka Digital Exchange’s Proprietary Trading System for listed securities.
Payments & Settlements
FSB Gives Full Support to Wide LEI Use in Global Payments
By Clare Rowley | 09/08/2022
The FSB’s recommendation that the LEI should be used more widely in payments will catalyze increased global LEI adoption, says GLEIF’s Clare Rowley.
Resolution & Recovery
China to Allow Foreign Firms to Establish Finance Companies
By Darien Choong | 09/08/2022
The proposed rules also raise the capital requirements for finance companies, while strengthening risk management and governance obligations.
Trading & Investment
SEHK Migrates Systems to New SSE Trading Gateway
By Editors | 09/08/2022
The Shanghai Stock Exchange’s new trading gateway was introduced to “ensure the safe and compliant operation of member transactions and related systems” and prevent trading risks.
Credit Risk
New Zealand to Further Revise Responsible Lending Rules
By Editors | 09/08/2022
This is the second tranche of changes to the CCCFA regulations, which have been criticised for making it too difficult for borrowers to obtain loans.
Trading & Investment
SEBI Forms Dedicated Committee to Advice on FPI Policy
By Editors | 09/08/2022
The committee will advise increasing FPI participation in Indian markets. FPIs are currently coping with a transition to T+1 settlement in the country.
Data Privacy
BNM Reviewing Appropriateness of Published Statistical Data
By Editors | 09/08/2022
Industry practitioners, academia and the public are asked to complete a survey to help BNM assess public demand for its published data.
Clearing & Post-Trade
CPMI-IOSCO Explores How CCPs Address Non-default Losses
By Editors | 08/08/2022
New paper aims to help advance industry efforts and dialogue on the concepts and processes used by CCPs to address losses from non-default events, such as cyber attacks.
Clearing & Post-Trade
HKEX Launches Compression Service for OTC Derivatives
By Editors | 08/08/2022
OTC Clear’s multilateral compression service was introduced on Monday in cooperation with TriOptima.
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