Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Emerging Prudential Risks

    Survey Shows Complex Effects of Regulatory Demands

    By Peter Guy | 17/12/2014

    Global regulatory reform continues to place heavy operational and management pressure on both local and international banks.

    Trading & Investment

    Hong Kong Exchanges to Boost RMB Currency Futures with New Incentives

    By Editors | 16/12/2014

    Hong Kong Exchanges and Clearing is introducing new incentives for market participants in the renminbi futures market to support its development.

    Trading & Investment

    Taiwan’s FSC to Seek Consensus on Capital Gains Tax

    By Editors | 15/12/2014

    Financial Supervisory Commission chairman Tseng Ming-chung said he will seek a common ground with the Ministry of Finance on an impending capital gains tax issue that targets major stock market players.

    Structural Regulation

    Basel Committee, IOSCO Issue Guidelines on Securitization Structures

    By Editors | 12/12/2014

    The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued new guidelines to help the financial industry develop simple and transparent securitization structures.

    Trading & Investment

    China Approves 12 New IPOs Earlier than Usual

    By Editors | 10/12/2014

    The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.

    Conduct, Culture & Accountability

    S. Korea Plans to Launch Consumer Financial Protection Agency

    By Editors | 08/12/2014

    The Financial Services Commission (FSC) said it will establish an independent state-run agency responsible for consumer protection in the financial sector next year.

    Trading & Investment

    S. Korean Regulator to Support Crowdfunding

    By Editors | 02/12/2014

    Financial Services Commission chairman Shin Je-yoon said raising funds via social network services or crowdfunding can turn venture ideas to actual businesses and is a necessary new source of funding.

    Structural Regulation

    Taiwan Regulator to Back 8 Financial Firms in Asia Expansion

    By Editors | 02/12/2014

    Taiwan’s Financial Supervisory Commission said it will pick eight financial holding firms which it could build into regional players in Asia through the provision of regulatory incentives.

    Structural Regulation

    China’s Securities Regulator to Unveil New IPO Rules

    By Editors | 01/12/2014

    The China Securities Regulatory Commission said it has concluded drafting the rules for a new approval management system for initial public offerings in the country’s bourses.

    Trading & Investment

    India’s SEBI to Urge Cash-Rich Firms to Pay Dividends

    By Editors | 28/11/2014

    The Securities and Exchange Board of India said it plans to ask listed cash-rich companies to pay shareholder dividends, and adopt the practice as part of company policy.

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