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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

Conduct, Culture & Accountability
India’s Top Brokers Form New Association to Champion Retail Investors
By Nithya Subramanian | 26/08/2025
The platform aims to give retail investors a stronger collective voice, ensuring their concerns are heard alongside institutions.

Structural Regulation
SEBI Considers Framework to Tame Unlisted Share 'Grey Market'
By Editors | 26/08/2025
SEBI is considering a regulated platform for pre-IPO trading to enhance transparency, improve price discovery, and boost tax revenue.

Credit Risk
India: State Lender Seeking Reform to Allow M&A Financing by Banks
By Nithya Subramanian | 26/08/2025
State Bank of India has made a formal request to the central bank to be able to finance M&A of listed companies

AI Risk & Governance
South Korea Details Major Regulatory Overhaul, KRW 100 Trillion Fund in AI Push
By Mark Johnston | 25/08/2025
The new economic strategy will relax criminal liabilities for “well-meaning business owners” while strengthening civil and monetary liabilities.

Structural Regulation
CSRC Issues New Online Marketing Rules for Futures Firms
By Mark Johnston | 25/08/2025
The new rules tighten oversight of online marketing by futures companies, aiming to curb misconduct and enhance investor safeguards.

Structural Regulation
China Proposes Major Overhaul of Interbank FX Market Rules
By Mark Johnston | 25/08/2025
New draft regulations aim to strengthen comprehensive supervision, clarify market access for institutions and modernise a framework dating back to 1996.

Payments & Settlements
Australian Banks Challenge RBA Over Card Fee Overhaul
By Mark Johnston | 25/08/2025
The RBA is facing resistance from major banks over its proposed payments system reforms, as concerns shift from interchange fees to opaque scheme charges.

Conduct, Culture & Accountability
Korea to Require Disclosure of Preferential Rate Conditions for Mortgages
By Mark Johnston | 25/08/2025
Regulators to add housing loan discount criteria to the official comparison portal amid complaints over bundling and opaque pricing.

Structural Regulation
CSRC Finalises Changes to Classification Framework for Securities Firms
By Mark Johnston | 25/08/2025
Revised framework adds 'functional performance' to ratings, expands bonus points for smaller firms, and toughens penalties for major violations.

Trading & Investment
SEBI Proposes Overhaul of Stock Closing Price Mechanism
By Editors | 25/08/2025
SEBI proposes to introduce a new Closing Auction Session, aiming to align with global practices and boost market efficiency.
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