Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    Structural Regulation

    ASIC Identifies Defective Compliance Plans in Funds Sector 

    By Sanday Chongo Kabange | 02/06/2025

    ASIC review reveals widespread compliance plan deficiencies across the managed investment industry, prompting calls for industry improvement.

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    Structural Regulation

    HKEX Prepares Market for Uncertificated Securities Regime

    By Sanday Chongo Kabange | 02/06/2025

    HKEX has outlined the steps for the 2026 shift to uncertificated securities and published a discussion paper on the key listing rule changes.

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    Conduct, Culture & Accountability

    NZ’s FMA Urges FIs to Simplify Products, Enhance Trust

    By Manesh Samtani | 02/06/2025

    New Zealand FMA is urging banks to enhance financial education, product transparency and debt management tools for consumers.

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    Structural Regulation

    SHFE Proposes Draft Rule Changes to Fully Open to Foreign Investors

    By Manesh Samtani | 01/06/2025

    The SHFE has proposed to revise 34 second-tier business rules to “comprehensively” introduce overseas participants to the domestic futures market.

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    Structural Regulation

    SEBI Fines MCX for Late Disclosure of Technology Expenditure

    By Editors | 01/06/2025

    MCX paid significantly higher costs than anticipated to implement a new trading platform, but didn’t disclose the amounts paid in a timely manner.

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    Structural Regulation

    Japan Considers Goodwill Accounting Overhaul to Boost Startup Investment

    By Editors | 01/06/2025

    Japan considers ending mandatory goodwill amortisation to encourage startup acquisitions and align with global accounting norms.

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    Structural Regulation

    US Tightens Export Curbs to China, Targeting Chip Design Software

    By Editors | 31/05/2025

    The US is restricting sales of semiconductor design software to China, suspending existing export licences and imposing additional licence requirements.

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    Trading & Investment

    Bursa Malaysia Announces Collaboration to Facilitate ETF Listings

    By Editors | 30/05/2025

    The initiative aims to facilitate the listing of foreign-underlying ETFs on Bursa Malaysia and broaden the options available to Malaysian investors.

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    Clearing & Post-Trade

    FSC Korea Says KOFR Promotion Plan is On Track

    By Manesh Samtani | 30/05/2025

    Shinhan and Kookmin issued KOFR-linked floating-rate bonds for the first time in May. The central clearing system for KOFR swaps is on track for launch in October.

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    Structural Regulation

    New Zealand FMA Seeks Feedback on Streamlining Licence Conditions

    By Editors | 30/05/2025

    The consultation seeks feedback from industry participants on potential overlap, areas for clarification, and the ongoing relevance of existing conditions.

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