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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

Structural Regulation
ASIC Identifies Defective Compliance Plans in Funds Sector
By Sanday Chongo Kabange | 02/06/2025
ASIC review reveals widespread compliance plan deficiencies across the managed investment industry, prompting calls for industry improvement.

Structural Regulation
HKEX Prepares Market for Uncertificated Securities Regime
By Sanday Chongo Kabange | 02/06/2025
HKEX has outlined the steps for the 2026 shift to uncertificated securities and published a discussion paper on the key listing rule changes.

Conduct, Culture & Accountability
NZ’s FMA Urges FIs to Simplify Products, Enhance Trust
By Manesh Samtani | 02/06/2025
New Zealand FMA is urging banks to enhance financial education, product transparency and debt management tools for consumers.

Structural Regulation
SHFE Proposes Draft Rule Changes to Fully Open to Foreign Investors
By Manesh Samtani | 01/06/2025
The SHFE has proposed to revise 34 second-tier business rules to “comprehensively” introduce overseas participants to the domestic futures market.

Structural Regulation
SEBI Fines MCX for Late Disclosure of Technology Expenditure
By Editors | 01/06/2025
MCX paid significantly higher costs than anticipated to implement a new trading platform, but didn’t disclose the amounts paid in a timely manner.

Structural Regulation
Japan Considers Goodwill Accounting Overhaul to Boost Startup Investment
By Editors | 01/06/2025
Japan considers ending mandatory goodwill amortisation to encourage startup acquisitions and align with global accounting norms.

Structural Regulation
US Tightens Export Curbs to China, Targeting Chip Design Software
By Editors | 31/05/2025
The US is restricting sales of semiconductor design software to China, suspending existing export licences and imposing additional licence requirements.

Trading & Investment
Bursa Malaysia Announces Collaboration to Facilitate ETF Listings
By Editors | 30/05/2025
The initiative aims to facilitate the listing of foreign-underlying ETFs on Bursa Malaysia and broaden the options available to Malaysian investors.

Clearing & Post-Trade
FSC Korea Says KOFR Promotion Plan is On Track
By Manesh Samtani | 30/05/2025
Shinhan and Kookmin issued KOFR-linked floating-rate bonds for the first time in May. The central clearing system for KOFR swaps is on track for launch in October.

Structural Regulation
New Zealand FMA Seeks Feedback on Streamlining Licence Conditions
By Editors | 30/05/2025
The consultation seeks feedback from industry participants on potential overlap, areas for clarification, and the ongoing relevance of existing conditions.
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