Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    image

    Operational Risk

    NSE Places IndusInd Bank Under Additional Surveillance

    By Nithya Subramanian | 14/03/2025

    IndusInd Bank is under heightened scrutiny after it disclosed accounting irregularities in its derivatives portfolio.

    image

    Structural Regulation

    RBI Invites SRO Applicants for Account Aggregator Ecosystem

    By Nithya Subramanian | 14/03/2025

    The RBI released a framework setting out eligibility criteria, governance structures and responsibilities for the proposed SRO-AA.

    image

    Trading & Investment

    FSS Korea Probes Securities Firms’ Bond Underwriting Practices

    By Mark Johnston | 14/03/2025

    The FSS will examine cases where securities firms have leveraged the resources and influence of affiliated entities to facilitate bond issuance.

    image

    Trading & Investment

    Thai Stock Exchange Lists New Batch of Depositary Receipts

    By Nithya Subramanian | 14/03/2025

    SET listed five new DRs referencing Chinese stocks, two linked to Vietnamese companies and one DRx referencing a US stock.

    image

    Conduct, Culture & Accountability

    HKEX Sanctions Former Orient Securities Director

    By Sanday Chongo Kabange | 14/03/2025

    HKEX said the former director failed to cooperate with an investigation into potential GEM listing rules breaches.

    image

    Structural Regulation

    Singapore and Vietnam Strengthen Regulatory Cooperation

    By Nithya Subramanian | 14/03/2025

    Regulators will collaborate on capital markets, digital assets, cross-border payment connectivity, and fintech growth.

    image

    AI Risk & Governance

    IOSCO Publishes New Consultation Report on Artificial Intelligence

    By Thisanka Siripala | 13/03/2025

    The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

    image

    Structural Regulation

    ASIC Commences Work on Regulatory Simplification Reforms

    By Sanday Chongo Kabange | 13/03/2025

    ASIC’s new “Simplification Consultative Group” is developing a discussion paper that will be released around Q3.

    image

    Trading & Investment

    SEBI Reduces Timelines for Completing Rights Issue

    By Nithya Subramanian | 13/03/2025

    New framework, effective 7 April, reduces the timeline for completing a rights issue from 126 days to just 23 days.

    image

    Trading & Investment

    Korea Allows ETFs More Flexibility to Invest in Real Estate

    By Nithya Subramanian | 12/03/2025

    New regulations allow ETFs to invest in listed real estate feeder funds. Valuation rules for alternative investment assets also strengthened.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.