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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

Structural Regulation
Thailand: SEC, SET Sign MoU to Enhance Supervisory Cooperation
By Editors | 31/10/2024
The SEC and SET will collaborate on supervision, market monitoring, enforcement of laws, and issuing regulations.

Structural Regulation
MPFA Will Work to Achieve “Full Portability” of MPF Benefits
By Sanday Chongo Kabange | 31/10/2024
MPFA’s Ayesha Lau says “full portability” will give employees greater autonomy in MPF management and invigorate competition in the MPF market.

Clearing & Post-Trade
RBI Updates Requirements for CCPs on Governance Arrangements
By Editors | 31/10/2024
The new directions for CCPs increase reliance on independent directors and raise the obligations of board-level technical committees.

Trading & Investment
HKEX to Allow Market Makers in Opening, Closing Sessions
By Editors | 31/10/2024
Market makers will be able to participate in the pre-opening and closing auction sessions for ETFs and leveraged and inverse products starting 1 November.

Trading & Investment
HKEX to Open Office in Saudi Arabia Next Year
By Sanday Chongo Kabange | 31/10/2024
The SFC separately published guidance explaining how Hong Kong asset managers can offer their funds in the Saudi Arabian market.

Structural Regulation
US Finalises Rule Blocking Investments in Chinese Technology
By Editors | 31/10/2024
The rule seeks to prevent the use of US resources to finance China-made semiconductors, quantum computing tech and AI.

Trading & Investment
Saudi Arabia Lists First Hong Kong Focused ETFs
By Sanday Chongo Kabange | 31/10/2024
The new ETF initially raised more than $1.2bn and became the largest ETF in the Middle East upon listing on the Saudi Exchange.

Structural Regulation
CME Group Receives Approval to Establish New FCM Unit
By Manesh Samtani | 30/10/2024
The approval has raised concerns about potential conflicts of interest that could arise from CME Group having an FCM under the same roof as its market operations.

Trading & Investment
NYSE to Extend US Equities Trading to 22 Hours a Day
By Editors | 30/10/2024
All US listed stocks, ETFs and closed-end funds would be available for trading on NYSE Arca during the 22-hour weekday sessions.

Trading & Investment
Dalian Commodity Exchange Set to Launch Log Futures, Options
By Editors | 29/10/2024
The new contracts will for the first time enable companies in the wood industry chain to hedge against adverse changes in log prices.
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