Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Trading & Investment

    FSS Korea Urges ETF Industry to Tighten Controls Amid Growth Risks

    By Mark Johnston | 25/03/2026

    FSS flags concerns over exaggerated advertising, rebalancing shocks, and advance portfolio disclosures amid rapid market growth and new product launches.

    Structural Regulation

    Philippines SEC Ready for Court Battle Over PSE Director Term Limits

    By Sanday Chongo Kabange | 25/03/2026

    The SEC is defending its plan to cap broker tenure on the PSE board, a move backed by business groups but opposed by long-serving directors.

    Trading & Investment

    Korea Launches Tax-Break Accounts to Lure Retail Funds from Abroad

    By Sanday Chongo Kabange | 25/03/2026

    New "Return to Domestic Market Accounts" offer major tax incentives but face complex rules and market scepticism.

    Structural Regulation

    Korea's Two-Tier Kosdaq Plan Sparks Debate on Market Polarisation

    By Sanday Chongo Kabange | 24/03/2026

    Supporters see a path to enhanced visibility for 'star' firms, while sceptics warn of deepening divisions and point to the struggles of a previous premium segment.

    Structural Regulation

    SEBI Eases Reporting Rules for Stockbrokers to Cut Compliance Burden

    By Nithya Subramanian | 24/03/2026

    The regulator has scrapped mandatory demat account reporting and narrowed bank account disclosure rules for certain brokers, effective 17 April.

    Structural Regulation

    India Tables Bill to Overhaul Corporate Laws, Empower Audit Regulator

    By Manesh Samtani | 24/03/2026

    The proposed legislation, which aims to empower the audit regulator and ease compliance, has been referred to a parliamentary committee for detailed review.

    Conduct, Culture & Accountability

    South Korea Vows ‘No Leniency’ on Mis-selling After ELS Crisis

    By Sanday Chongo Kabange | 24/03/2026

    The FSS has warned of full penalties for any future incidents amid a surge in leveraged investing and high-risk product sales.

    Sustainable Finance

    China Officials Detail Opening-Up Plans at Key Policy Forum

    By Manesh Samtani | 24/03/2026

    At the China Development Forum, officials outlined plans for capital account liberalisation, an active fiscal policy, and a greater role for Hong Kong as a green finance hub.

    Trading & Investment

    SHFE Finalises Rules for International Access to Nickel Contracts

    By Mark Johnston | 24/03/2026

    The SHFE has issued detailed rules for international participation in its nickel contracts, leveraging the established 'Overseas Intermediary' model.

    Structural Regulation

    SEBI Approves Rules for Foreign Funds, AIFs and Governance

    By Nithya Subramanian | 24/03/2026

    SEBI has approved net cash settlement for foreign investors and a new conflict of interest framework for its officials.

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