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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Conduct, Culture & Accountability
China Securities Regulator Issues Warning to CICC
By Editors | 29/04/2024
The regulator said CICC employs unqualified personnel and does not have adequate monitoring of employees in place.
Trading & Investment
India Amends FX Rules to Facilitate Direct Listings in GIFT City
By Ajoy K Das | 29/04/2024
The regulations make clear that firms raising funds through direct GIFT City listings can hold the proceeds in foreign currency accounts outside India.
Reporting & Disclosures
NZX Amends Listing Rules to Clarify Climate Disclosure Obligations
By Sanday Chongo Kabange | 29/04/2024
The amendments also introduce requirements for issuers to appoint authorised representatives and provide NZX with their contact details.
Cloud & Infrastructure
Hong Kong Launches Cross-Industry Platform to Boost Fintech Adoption
By Sanday Chongo Kabange | 29/04/2024
‘FiNETech’ will enable financial institutions and tech firms to explore collaboration in the areas of wealthtech, insurtech, greentech, AI and DLT.
Trading & Investment
SFC Announces Details of Extended Grant Scheme for OFCs, REITs
By Editors | 29/04/2024
The SFC’s Christina Choi said the extension will “boost Hong Kong’s competitiveness and development as a preferred fund domicile for the industry.”
Liquidity Risk
India: Small- and Mid-Cap Stocks Making Regulators Nervous
By Pankaj Sharma | 29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.
PEPs & Sanctions
Russia Places Two EU Companies Under Gazprom Management
By Editors | 28/04/2024
Italy’s Ariston and Germany’s BSH Hausgeraete were placed under the management of JSC Gazprom Household Systems.
Trading & Investment
Bangladesh Tightens Circuit Breaker Limit for Listed Stocks
By Ajoy K Das | 27/04/2024
BSEC said the decision to tighten the circuit breaker’s lower limit was made in the interest of investors and securities market.
Conduct, Culture & Accountability
Australia: MFAA Issues Updated Advertising Guidelines
By Sanday Chongo Kabange | 26/04/2024
The updated guidelines are intended to facilitate compliance by members of the Mortgage and Finance Association of Australia.
Structural Regulation
MAS Issues New Guidance on RFMC Transition
By Nithya Subramanian | 26/04/2024
New FAQs provide clarity on the application and assessment process and how existing RFMCs can ensure smooth functioning during the transition phase.
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