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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

Capital Adequacy
RBNZ Issues Response to Banking Competition Study
By Mark Johnston | 25/04/2024
The RBNZ disagrees with a Commerce Commission recommendation that the prudential capital settings for banks should be reviewed.

Structural Regulation
China to Revise Securities Investment Fund Law – Report
By Mark Johnston | 25/04/2024
CSRC is working on revisions to China’s securities investment fund law to improve protections for investors and reduce capital market risks.

AI Risk & Governance
CFTC AI Rules Should Focus on Use Cases, Not Technology: FIA
By Manesh Samtani | 25/04/2024
FIA and other industry bodies say the focus should be on “the application of the technology within the context of a particular use case, not the technology as a whole”.

PEPs & Sanctions
Pakistan, Iran Agree to ‘Expeditiously’ Finalise Trade Agreement
By Editors | 25/04/2024
Pakistan and Iran aim to increase bilateral trade, cooperate on energy, and complete a gas pipeline project. The US has warned Pakistan of the risk of sanctions.

Payments & Settlements
RBA Offers Analysis on Interlinking Fast Payment Systems
By Mark Johnston | 25/04/2024
The RBA’s analysis aims to inform future discussions about the potential for interlinking the NPP to fast payment systems in other countries.

Structural Regulation
HKEX Selects Ex-SFC Chair Carlson Tong as New Chair
By Sanday Chongo Kabange | 25/04/2024
Carlson Tong will take over from Laura Cha as the new HKEX chair for a three-year term until 2025.

Structural Regulation
SEBI Finds Violations by Offshore Funds Invested in Adani Group
By Ajoy K Das | 24/04/2024
12 offshore funds violated disclosure rules and breached investment limits. Eight of these funds are trying to settle with SEBI.

Trading & Investment
China to Enhance Capital Market Access for Tech Firms
By Editors | 24/04/2024
New measures aim to drive investment in domestic tech firms through IPOs, M&A, bond issuance, and PE/VC investments, including by foreign institutions.

Structural Regulation
New Zealand Announces Reforms to Improve Access to Loans
By Editors | 24/04/2024
The government will revoke the affordability regulations introduced in 2021 and improve dispute resolution, among other measures.

Trading & Investment
PBOC May Start Participating in Treasury Bond Market – Reports
By Editors | 24/04/2024
PBOC may start buying and selling government bonds as a way to manage financial system liquidity and monetary policy.
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