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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Alternative Markets
SEBI to Amend Regulatory Framework for Special Situation Funds
By Editors | 30/11/2023
The revised framework proposes a dedicated supervisory framework for Special Situation Funds, and a prohibition on investing in related parties.
Structural Regulation
UK Court Rules That LME Nickel Trade Cancellations Were Lawful
By Editors | 30/11/2023
The court ruling supports the LME’s argument that its actions in March 2022 were necessary to prevent a potential market collapse.
Trading & Investment
Chinese Insurers Team Up to Invest in Stock Market
By Editors | 29/11/2023
China Life Insurance and New China Life Insurance will set up a new fund to invest in stocks, responding to calls from regulators for insurers to step up support for the market.
Structural Regulation
OJK Indonesia Launches Roadmap to Boost Islamic Banking
By Editors | 29/11/2023
The roadmap consists of five pillars, including one focusing on ensuring Islamic banking places emphasis on social welfare alongside profitability.
Structural Regulation
ASIC Issues New Guidance on Financial Adviser Registration
By Sanday Chongo Kabange | 29/11/2023
ASIC’s new guidance is to help financial advisers who service retail clients to register before the 1 February 2024 final deadline.
Structural Regulation
HK FSTB Consults on Paperless Corporate Communications
By Sanday Chongo Kabange | 29/11/2023
Listed and non-listed companies incorporated in Hong Kong would be allowed to rely on implied consent for disseminating corporate communications by means of website.
Trading & Investment
HKEX Lists Asia’s First-ever Saudi Arabia ETF
By Editors | 29/11/2023
The ETF, managed by CSOP Asset Management, was listed today in partnership with the Public Investment Fund of Saudi Arabia.
Trading & Investment
Thai Bourse to Study Benefits of Programme Trading – Report
By Editors | 28/11/2023
The SEC asked the SET to study the use of trading programmes and high-frequency trading and submit the results to the regulator.
Structural Regulation
Beijing Bourse Blocks Stock Sales by Major Shareholders
By Editors | 28/11/2023
Major shareholders are required to make a public filing before selling shares, but the BSE has been rejecting those filings to prevent stock sales.
Trading & Investment
SET, SGX to Add More Stocks to Depositary Receipts Linkage
By Editors | 28/11/2023
The first three Thai stocks listed depositary receipts on SGX in May. One SGX stock, Singapore Airlines, has so far listed DRs in Thailand.
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