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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
Philippine SEC to Ban Unregistered Foreign Trading Platforms
By Sanday Chongo Kabange | 28/11/2023
The SEC is planning to ban online stock and crypto trading platforms that are not registered to operate in the Philippines.
Capital Adequacy
Low AUM, High Risk-based Capital Rules to Disrupt Funds Industry
By Nithya Subramanian | 28/11/2023
As MAS plans to repeal the RFMC regime, players said that consolidation and dropouts are expected to impact the industry.
Structural Regulation
SEBI to Introduce Regulatory Framework for Index Providers
By Ajoy K Das | 28/11/2023
SEBI approved a number of proposals at its board meeting on Saturday, including measures to provide NPOs greater fund raising flexibility.
Trading & Investment
India’s IFSCA Proposes Accredited Investor Framework for GIFT City
By Ajoy K Das | 28/11/2023
Minimum investment thresholds applicable to venture capital schemes, restricted schemes, and portfolio management services would not apply to accredited investors.
Trading & Investment
CSRC Approves First Three Consumption-related REITs
By Editors | 27/11/2023
The new approvals come after the CSRC unveiled measures in March this year to foster the issuance of new REIT products.
Structural Regulation
Australia to Introduce RBA Reform Bill to Parliament
By Sanday Chongo Kabange | 27/11/2023
The bill will “reinforce the RBA’s independence, clarify its role and modernise its structure”, Treasurer Jim Chalmers said.
Trading & Investment
HKEX Allows Indonesian Companies to Apply for Secondary Listings
By Editors | 27/11/2023
The inclusion of IDX on HKEX’s list of Recognised Stock Exchanges allows Indonesian companies to apply for a secondary listing in Hong Kong.
Trading & Investment
SFC, HKEX Formally Announce Plans to Launch China Treasury Bond Futures
By Editors | 26/11/2023
The launch of treasury bond futures in Hong Kong will further expand the toolkit for overseas investors to hedge their exposure to Mainland assets.
Clearing & Post-Trade
RBA to Lower Regulatory Burden for Small Securities Settlement Facilities
By Mark Johnston | 26/11/2023
The proposal aims to accommodate the “probable emergence of new, technologically innovative securities settlement facilities”.
Structural Regulation
Mizuho Seeking Licence to Establish China Securities Unit
By Editors | 24/11/2023
If approved, Mizuho will become the third Japanese firm after Nomura and Daiwa to establish a securities company in China.
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