Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

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    Trading & Investment

    China Amends Index Fund Rules to Support ‘Technological Self-reliance’

    By Editors | 14/08/2023

    An index must only be in operation for three months before it can be used in the development of a fund product, compared to six months previously.

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    Structural Regulation

    Inside ASIC’s Derivatives Reporting Rule Rewrite

    By Manesh Samtani | 14/08/2023

    ASIC’s Alex Orgaz-Barnier and DTCC’s Priya Kundamal spoke to Regulation Asia about the changes to the derivative transaction reporting regime in Australia.

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    Structural Regulation

    DBS Completes Acquisition of Citi Consumer Businesses in Taiwan

    By Editors | 14/08/2023

    DBS chief Piyush Gupta said the integration accelerates the bank’s consumer business growth in Taiwan by at least ten years.

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    KYC & CDD

    SEBI Streamlines KYC Process for Securities Market Onboarding

    By Editors | 14/08/2023

    SEBI directs KRAs to verify client information so that they gain portability, and clients to skip repetitive KYC steps with different intermediaries.

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    Trading & Investment

    SFC, CSRC Agree to Allow Block Trading on Stock Connect

    By Editors | 14/08/2023

    Block trading will enhance price discovery and encourage more overseas investors to participate in the A-share market through Stock Connect, said the SFC’s Julia Leung.

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    Structural Regulation

    SEBI Proposes Reviewing Borrowing Framework for Large Corporates

    By Ranamita Chakraborty | 11/08/2023

    The Indian capital markets regulator has suggested increasing the minimum threshold for large corporates to at least INR 5 billion for outstanding long-term borrowings.

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    Structural Regulation

    Russia Suspends Tax Agreements with 38 Countries

    By Mark Johnston | 11/08/2023

    The double-taxation treaties are suspended in view of “unfriendly actions” of certain countries.

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    Structural Regulation

    New Zealand Set to Unveil Regulatory Framework for BNPL

    By Editors | 11/08/2023

    BNPL lenders will have to complete comprehensive credit reporting when customers sign up or increase their credit limit.

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    Structural Regulation

    SEBI Streamlines Approval Process for Change in Control of Merchant Bankers

    By Editors | 10/08/2023

    SEBI has streamlined the procedure of obtaining prior approval for a proposed change in control of merchant bankers and bankers to an issue.

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    Structural Regulation

    SGX Updates Rules for Life Sciences Listings

    By Ranamita Chakraborty | 10/08/2023

    Singapore Exchange has clarified that companies seeking a mainboard listing through the life sciences framework do not need to be revenue-generating.

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