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Structural Regulation
Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
AI Risk & Governance
US Issues Executive Order to Further Limit Investment in Chinese Tech
By Editors | 10/08/2023
The order targets investments in advanced computer chips, microelectronics, quantum information technologies, and artificial intelligence.
Conduct, Culture & Accountability
UK FRC Consults on Strengthening Ethical Standards for Auditors
By ESG Investor | 10/08/2023
Proposed revisions seek to further enhance and clarify the principles of integrity, objectivity and independence auditors must abide by.
Trading & Investment
SEBI Shortens Share Listing Timeline for Public Issuances
By Editors | 10/08/2023
SEBI reduces share listing timeline for public issues from T+6 to T+3 to enhance capital market efficiency.
Structural Regulation
Cambodia to Leverage Indonesia Experience to Strengthen Non-Bank Financial Sectors
By Editors | 10/08/2023
The MoU will help Cambodia enhance its non-bank financial services sectors, focusing on knowledge exchange and collaborative development.
Structural Regulation
China: New Independent Director Rules to Take Effect from 4 September
By Editors | 09/08/2023
The CSRC and stock exchanges will play a bigger role in the appointment and selection of independent directors.
Payments & Settlements
UK Commits to Taking Forward Payments System Reforms
By Editors | 09/08/2023
The reforms will include a regulatory regime for future systemically important stablecoins used as a means of payment.
Trading & Investment
TSE Signs Agreement to Provide Japanese Investors Access to US Securities
By Editors | 09/08/2023
The MoU between the Tokyo Stock Exchange and Blue Ocean Technologies will enable Japanese investors to trade US stocks during their daytime hours.
Trading & Investment
China, Saudi Arabia In Early Talks to Develop ETF Connect – Report
By Editors | 08/08/2023
China has rolled out several ETF Connect projects. The link with Saudi Stock Exchange would be its first beyond East Asia.
Structural Regulation
SEBI’s Annual Report Highlights Disclosure Rules Strengthening Plan
By Jill Wong | 08/08/2023
Sebi’s annual report highlights plans to strengthen disclosure requirements of unlisted companies.
Structural Regulation
SEBI Offers Clarifications on Investment Advisor Rules
By Editors | 08/08/2023
Those offering investment advice solely to overseas persons are not subject to the rules. Registered investment advisors can provide advice to FPIs.
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