Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Trading & Investment

    HKEX Finalises Enhancements to Pre-Opening Session, Volatility Controls

    By Editors | 16/12/2019

    The enhancements to the pre-opening session will be adopted in the second quarter of 2020. The stock-level volatility control mechanism will be expanded in the second half of 2020.

    Tokenisation

    CPMI Offers Guidance for Designers of Wholesale Digital Tokens

    By Editors | 12/12/2019

    The report describes the potential innovations and design questions associated with digital tokens that could be used to settle large-value payments.

    Cloud & Infrastructure

    RegTech Association Flags Under-Investment in Australian Regtech

    By Manesh Samtani | 12/12/2019

    Despite Australia having everything needed to be a global RegTech leader, mainstream adoption is being stymied by an equity gap, says new research from the RegTech Association.

    Trading & Investment

    ASIC Allows Non-transparent Active ETFs to Remain Non-Transparent

    By Editors | 12/12/2019

    Active ETF providers will have to implement new controls to manage risks associated with internal market making models, but they will be allowed to continue to hide their holdings.

    Conduct, Culture & Accountability

    ACCC Proposes to Re-authorise Mortgage Broking Disciplinary Body

    By Editors | 12/12/2019

    The ACCC typically re-authorises the MFAA for five years. A draft decision to reauthorise it for just two years is to allow it time to make Royal Commission-related changes to its disciplinary rules.

    Structural Regulation

    KRX to Simplify KOSDAQ Listing Requirements Next Year

    By Editors | 12/12/2019

    Korea Exchange plans to reform the listing requirements of the KOSDAQ market by shifting the focus to the future growth potential of companies.

    Structural Regulation

    CPMI, IOSCO Share Lessons of Supervisory Cooperation on Market Infrastructures

    By Editors | 12/12/2019

    Among the key features of successful cooperative arrangements are strong, trusted relationships between authorities and a willingness to exchange information.

    Trading & Investment

    China Issues Revised Trading Rules for Interbank FX Market

    By Editors | 12/12/2019

    The rules are intended for both domestic and foreign institutions, in line with recent draft rules from SAFE that sought to allow foreign firms to trade RMB foreign exchange derivatives.

    Structural Regulation

    CBIRC Offers Update on Banking, Insurance Opening-Up

    By Editors | 12/12/2019

    From January to October, the CBIRC has approved over 30 applications from foreign firms looking to either establish operations or commence business in China.

    Payments & Settlements

    MPFA Commences Tendering Process for New eMPF Platform

    By Editors | 12/12/2019

    Companies that meet the technical requirements of the eMPF project are encouraged to form consortia and submit tenders by 9 April 2020.

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