Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    FSC Korea Proposes More Flexible Business Conduct Rules

    By Editors | 02/06/2019

    ‘Chinese walls’ at financial firms will be set up around ‘information units’ rather than ‘business units’. Firms can entrust a broader range of business to third parties and IT firms.

    Clearing & Post-Trade

    India Delays CCP Interoperability Framework

    By Editors | 31/05/2019

    Trading members have been given one more month to develop processes that allow them to choose to clear and settle trades in other clearing corporations.

    Structural Regulation

    Singapore, Malaysia, Vietnam on US Watchlist for Currency Practices

    By Manesh Samtani | 31/05/2019

    The US Treasury’s monitoring list now names nine countries that could potentially be labeled currency manipulators, including China, Japan and Korea.

    Trading & Investment

    S. Korea FSC Announces Derivatives Market Reforms

    By Editors | 31/05/2019

    The minimum deposit requirements will be abolished for professional investors and eased for retail investors. The minimum 20-hour compulsory training requirement will be reduced.

    Trading & Investment

    South Korea Cuts Securities Transaction Tax

    By Editors | 30/05/2019

    FSC chairman Choi Jong-ku has repeatedly called for a cut in the securities transaction tax to ease the burden it places on stock and mutual fund trades.

    Cloud & Infrastructure

    SEBI Floats Discussion Paper on Sandbox for Regulated Entities

    By Editors | 30/05/2019

    Under the proposed framework, entities regulated by SEBI will be granted certain facilities and flexibilities to experiment with innovative solutions in a live environment and on real customers.

    Structural Regulation

    PBOC Mulls Shift to Market Based Lending Rates

    By Editors | 30/05/2019

    PBOC governor Yi Gang has suggested discontinuing benchmark lending rate announcements to study the resulting loan rate trends, as a possible step towards market-based rates.

    Trading & Investment

    ISDA Chief Says the End is in Sight for IBOR Fallbacks

    By Manesh Samtani | 30/05/2019

    ISDA chief Scott O’Malia says one year from now, robust fallbacks should be in place for derivatives contracts referencing LIBOR and other IBORs.

    Structural Regulation

    Asia Pacific Firms Lagging in LEI Adoption – FSB

    By Manesh Samtani | 30/05/2019

    Although widespread coverage has been achieved in OTC derivatives and securities markets, LEI adoption remains uneven across jurisdictions, with Asia Pacific lagging.

    Structural Regulation

    Thailand Looks to Ease Listing Rules for SMEs

    By Editors | 30/05/2019

    Revising the listing rules will be a key agenda item at a 1 June meeting between the SEC and SET, as the current rules may be too restrictive for SMEs.

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