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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Conduct, Culture & Accountability
Hong Kong SFC Targets ‘Real Time’ Regulation
By Editors | 14/06/2017
Hong Kong’s SFC (Securities and Futures Commission) today (14 June) released its 2016/17 annual report, saying it intends to move […]
Cybersecurity
More Fintech Regulatory Coordination Needed – ASIFMA
By Editors | 12/06/2017
MAS (the Monetary Authority of Singapore) inked an agreement with ASBA (the Association of Supervisors of Banks of the Americas) […]
Conduct, Culture & Accountability
China Regulators Eye Standardisation, Senior Managers Regime
By Editors | 12/06/2017
China’s top financial regulators have developed a strategic plan to create a “standardised financial system”, including joint measures on risk […]
Structural Regulation
Pakistan Confirms Further Progress on IOSCO Principles
By Editors | 07/06/2017
SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]
Structural Regulation
Get Ready for Expanded OTC Derivatives Reporting – SFC
By Editors | 05/06/2017
The Hong Kong SFC (Securities and Futures Commission) issued a circular telling licensed corporations to ensure their systems are prepared […]
Emerging Prudential Risks
China State Council Issues Plans to Combat Financial Risks
By Editors | 05/06/2017
China’s cabinet, the State Council, last week announced details of inspections required to be carried out by regional and municipality […]
Trading & Investment
MAS Issues Retail Derivative, OTC Licensing Consultations
By Samuel Riding | 01/06/2017
Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.
Structural Regulation
MAS Issues Retail Derivative, OTC Licensing Consultations
By Editors | 01/06/2017
MAS (the Monetary Authority of Singapore) issued a consultation paper on the regulatory framework for unlisted derivatives offered to retail […]
AI Risk & Governance
Japan FSA Anticipates ‘C2B’ Banking System
By Samuel Riding | 31/05/2017
Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
AI Risk & Governance
ASIC Eyes Regtech Expansion
By Samuel Riding | 29/05/2017
Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.
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