Structural Regulation

Capital Adequacy

Making Banking Great Again

By Peter Guy | 06/02/2017

Trump’s ‘America first’ volley against Dodd-Frank will irrevocably alter the industry, again.

Structural Regulation

Indonesian State Lender to Set-up Malaysian Subsidiary

By Samuel Riding | 03/02/2017

Move aims to strengthen presence in neighboring country following BNM, OJK deal last year.

Structural Regulation

DTCC Appoints Ann Shuman as General Counsel

By Samuel Riding | 02/02/2017

The Depository Trust & Clearing Corporation (DTCC), announced that Ann Shuman, DTCC Managing Director and Deputy General Counsel, has been […]

Structural Regulation

SEBI Finalises Exchange Cross-listing Rules

By Samuel Riding | 30/01/2017

3-stage framework aims to address possible conflicts as BSE prepares to list on NSE on 3 February.

Clearing & Post-Trade

HK Announces OTC Derivatives Reporting Tests

By Samuel Riding | 30/01/2017

Licensed corporations need to complete tests by the end of May.

Structural Regulation

ASIC Says Cut Firms’ Regulatory Costs by $233mn in 2015/16

By Samuel Riding | 27/01/2017

Regulator to spend $46mn on data platform, analytics; add trade reporting data to monitoring platform.

Market Abuse

Vietnam Eyes New Disclosure Rules for Bank Shareholders

By Samuel Riding | 27/01/2017

SBV governor said the proposal aims to keep banks under control, restore confidence.

Conduct, Culture & Accountability

HK SFC Reprimands, Fines Asset Manager

By Samuel Riding | 26/01/2017

Regulator concludes Value Partners exceeded authorised share capital, failed to report incident in good time.

Structural Regulation

Slow Progress on ASEAN Banking Integration

By Samuel Riding | 26/01/2017

Fitch Ratings suggests full integration a ‘very distant goal’.