Structural Regulation

Structural Regulation

Pakistan Sets Out AMC Sales, Marketing Conditions

By Samuel Riding | 06/01/2017

New rules cap marketing and selling expenses at 0.4% percent of net assets, limit expenses.

Trading & Investment

Cambodia Exchange Adds Block Trades Platform

By Samuel Riding | 06/01/2017

Mechanism said to allow larger trading volumes and reduce price volatility.

Structural Regulation

SEBI to Allow FPIs to Operate in IFSCs

By Samuel Riding | 06/01/2017

FPIs should abide with conditions such as informing custodians of their participation.

Structural Regulation

Fidelity Wins 1st Standalone Fund Management License in China

By Samuel Riding | 05/01/2017

Wholly foreign-owned enterprise is the first to obtain a license to operate independently.

Structural Regulation

SEBI Approves BSE Listing

By Samuel Riding | 04/01/2017

Indian exchange will seek to sell stake of just under 30%; SGX to divest its 4.7% stake.

Supervision & Enforcement

Pakistan Regulator Flags Illegal Broker Financing

By Samuel Riding | 04/01/2017

Enforcement division finds illegal in-house financing, non-collection of margin.

Structural Regulation

China to Ease Foreign Investment Limits

By Samuel Riding | 03/01/2017

Restrictions expected to be lifted in banking, credit rating services and securities.

Supervision & Enforcement

Pakistan to Enhance Enforcement in 2017

By Samuel Riding | 03/01/2017

SECP chairman says to also prioritise ease of doing business and regulatory framework development.

Trading & Investment

Korea Targets Development of Major Investment Banks

By Samuel Riding | 03/01/2017

New rules allowing brokerages to expand services to be introduced in 2H17.