Structural Regulation

Cloud & Infrastructure

HK, UK Sign Fintech Agreement

By Samuel Riding | 07/12/2016

Regulators will collaborate on ‘experience sharing’, information exchange.

Structural Regulation

CSRC to Tighten ‘Fourth Board’ Monitoring

By Samuel Riding | 07/12/2016

Move aims to unify regulations through tightened supervision of regional exchanges.

Structural Regulation

SGX Finalises MTP Methodology

By Samuel Riding | 05/12/2016

Reviews to be conducted twice a year; companies can apply to exit list in March, September each year.

Market Abuse

Japan to Introduce Corporate Disclosure Rules

By Samuel Riding | 04/12/2016

Measures will aim to prevent information leaks; follow censures of Deutsche, Credit Suisse.

Structural Regulation

HK, Switzerland Agree Mutual Recognition of Funds

By Samuel Riding | 04/12/2016

Agreement to allow cross-border sales includes rules on equal treatment of investors.

Market Data & Technology

India Revamps Co-Location Facility Rules

By Samuel Riding | 02/12/2016

New rules require one exchange to “allow connectivity” to co-location servers at another.

Market Abuse

ASX to Take Control of BBSW

By Samuel Riding | 02/12/2016

Financial Markets Association to hand over reins as ASIC cases continue.

Structural Regulation

Vietnam to Revamp Foreign Investor Access Rules

By Samuel Riding | 01/12/2016

Securities Commission to complete legal framework, ensure ‘quality monitoring’.

Structural Regulation

Thailand, Myanmar Discuss Banking Equivalency

By Samuel Riding | 30/11/2016

Agreement under ASEAN Banking Integration Framework would be 1st for Myanmar.