Structural Regulation

Structural Regulation

Singapore Hosts EU-APAC Regulators Forum

By Samuel Riding | 17/10/2016

Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration

Trading & Investment

Vietnam Capital Markets Set for November ‘Big Bang’

By Samuel Riding | 17/10/2016

Derivatives framework and conversion of SOEs into joint-stock companies set to boost liquidity.

Structural Regulation

Indonesia Regulator Targets Thailand Links

By Samuel Riding | 17/10/2016

Financial Services Authority views Thailand as stepping stone to other SE Asian countries.

Emerging Prudential Risks

China to Tighten Internet Finance Rules

By Samuel Riding | 14/10/2016

PBOC to head taskforce including securities regulator and issue measures by March 2017.

Structural Regulation

Malaysia SC to Revamp Trustee, Custodian Framework

By Samuel Riding | 13/10/2016

New framework designed to assure investor protection, enable trustees to expand service.

AI Risk & Governance

Regtech for Regulators – A New Paradigm

By Samuel Riding | 13/10/2016

Study suggests regulators are behind those they regulate in implementing technology.

Clearing & Post-Trade

ASX Revamps Code of Conduct

By Samuel Riding | 12/10/2016

Council of Financial Regulators also issues minimum conditions for competition.

Structural Regulation

New Zealand to Revise Regulatory Reporting Framework

By Samuel Riding | 11/10/2016

Regulator consults on what information should be gathered from intermediaries.

Trading & Investment

SEBI to Tighten Investment Adviser Rules

By Samuel Riding | 10/10/2016

Revisions aim to address gaps and overlapping laws and standard regulations