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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
Thailand Signs APEC Funds Passport Memo
By Samuel Riding | 03/07/2016
Cross-border mutual fund offerings move a step closer with fourth signatory.
Structural Regulation
China to Allow Foreign Hedge Funds
By Samuel Riding | 03/07/2016
New regulations allow foreign managers to access secondary market, launch PE funds.
Trading & Investment
SZ-HK Stock Connect to Kick-off Before Year End
By Editors | 03/07/2016
CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
Conduct, Culture & Accountability
SFC Ticks Off BAML for Disclosure Failings
By Samuel Riding | 30/06/2016
Units publicly censured for breaching takeovers code regarding dealing in two stocks.
Structural Regulation
Regulation Chief Appointed Deputy RBI Governor
By Samuel Riding | 29/06/2016
NS Vishwanathan currently responsible for bank and non-bank financial regulation.
Trading & Investment
SEBI to Allow Fund Sales on E-commerce Platforms
By Samuel Riding | 28/06/2016
Mutual fund association developing recommendations of panel on digitisation of financial services.
Trading & Investment
HKEX Squeezes Shorting Options
By Samuel Riding | 28/06/2016
From 4 July, fewer stocks become eligible to be shorted following periodic review of criteria.
Structural Regulation
Shanghai Banks Finalise Tech Investment Plans
By Samuel Riding | 28/06/2016
Programme allows banks to circumvent restrictions on investment in non-financial companies.
Structural Regulation
Brexit: And Now for Something Completely Different
By Peter Guy | 27/06/2016
The entire framework and purpose of EU financial regulations has been thrown into uncertainty.
Structural Regulation
Shareholders of Indian Stock Exchanges Approve Listings
By Samuel Riding | 27/06/2016
BSE and NSE advance listing plans, with the latter under pressure from major shareholders.
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