Structural Regulation

Structural Regulation

SFC, HKEx Issue Consultation on Listing Regulation

By Samuel Riding | 20/06/2016

Regulator and stock exchange propose changes to decision-making, governance structure.

Structural Regulation

No Super-Regulator Soon, China Think Tank Says

By Samuel Riding | 17/06/2016

Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

Conduct, Culture & Accountability

State Street Fined Over Management of HK Tracker

By Samuel Riding | 16/06/2016

Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.

Structural Regulation

ASIC Confirms ASX Meets Regulatory Obligations

By Samuel Riding | 15/06/2016

Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.

Trading & Investment

SEBI Eyes Lower Mutual Fund TER Limit

By Samuel Riding | 15/06/2016

Regulator could eventually limit total expense ratios to 1.5 percent.

Capital Adequacy

Rip it Up and Start Again: The End of Dodd-Frank?

By Peter Guy | 13/06/2016

Republican Congressman’s proposal to dismantle post-crisis legislation portends a leap into the unknown.

Trading & Investment

India to Ease Access for Foreign Fund Managers

By Samuel Riding | 13/06/2016

SEBI will also loosen REIT investment, sponsor, offer size and related-party transaction rules.

Structural Regulation

Sri Lanka to Open up Forex Market

By Samuel Riding | 13/06/2016

Move will end strict capital repatriation requirement in place for six decades.

Structural Regulation

Bursa Malaysia Eases Broker, Clearing Participant Access

By Samuel Riding | 10/06/2016

Institutions will be able to start activity with only a notification to their respective markets.