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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Conduct, Culture & Accountability
Valeant Decline Exposes Research Regulation Failures
By Peter Guy | 21/03/2016
Regulating sell side research conflicts with investment banking has failed. It’s time for a new model.
Structural Regulation
Myanmar to Issue New Banking Rules
By Samuel Riding | 17/03/2016
Regulations to cover bank corporate governance, foreign stakes and AML.
Structural Regulation
CSRC Plans to Reform IPO Registration Process
By Editors | 15/03/2016
Chinese regulators intends to take steps to reform its stock markets’ IPO registration system.
Structural Regulation
BSE Receives In-principle Approval for Listing
By Editors | 14/03/2016
IPO is set to be launched in the next six to nine months.
Trading & Investment
Details of China’s New Interbank Bond Regime Expected this Month
By Samuel Riding | 09/03/2016
Foreign investors will have no quotas so long as they are on-boarded and have applications filed by agent banks.
Conduct, Culture & Accountability
SFC Cuts Retail Investors from Ownership Principles
By Samuel Riding | 08/03/2016
Only minor changes made to best-practice guidelines after public consultation.
Structural Regulation
Myanmar Grants 4 Foreign Bank Licenses
By Samuel Riding | 08/03/2016
State Bank of India in second group of foreign lenders allowed to operate in the country.
Market Abuse
HKEx: In Through the Back Door
By Peter Guy | 07/03/2016
Mainland Chinese buyers are treating the Hong Kong stock exchange like a breeding pen for listed shells.
Trading & Investment
SEBI to Meet on New Commodities Investment Rules
By Samuel Riding | 07/03/2016
Regulator to introduce raft of changes including launch of options contracts, confirming budget announcement.
Clearing & Post-Trade
Collateral Distribution Imbalance Could Hurt Asia – IOSCO
By Samuel Riding | 04/03/2016
Chief economist Shane Worner says imbalanced geographical distribution, not quantity, the most pressing issue.
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