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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
China Regulator Plans to Give Banks Stock Broking Licenses
By Editors | 05/03/2015
As part of reforms that will permit financial institutions to conduct mixed businesses, China plans to issue banks with brokerage licenses, Reuters reported.
Structural Regulation
S. Korea FSC Chief to Keep Bank Ownership Rule
By Editors | 04/03/2015
Financial Services Commission chairman-nominee Yim Jong-yong is against relaxing rules that ban conglomerates from holding a major stake in South Korean banks.
Structural Regulation
Singapore Signs Regional Pact for Cross-Border Capital Raising
By Editors | 03/03/2015
Securities market authorities from Singapore, Malaysia and Thailand have agreed to allow cross-border capital raising, aimed at deepening economic relationships among members of the southeast Asian nations.
Cloud & Infrastructure
Australian Banks, Tech Firms to Launch Sydney Fintech Hub
By Editors | 03/03/2015
Australian banks and tech companies are providing $2 million in funding to launch the country’s first fintech innovation hub in Sydney this May.
Conduct, Culture & Accountability
Hong Kong’s SFC Issues Norms for Investors on Company Ownership
By Editors | 02/03/2015
The Securities and Futures Commission (SFC) has released new norms on responsible company ownership by investors, urging them to have clear policies on voting and managing conflicts of interests.
Structural Regulation
SGX Urged to Rebuild Stock Market, Lose Regulatory Role
By Editors | 01/03/2015
For many in the investment and trading community, SGX chief executive Magnus Bocker’s impending departure in June represents the perfect time for the monetary authority to scrap the bourse’s regulatory role and establish an independent financial watchdog, reports Reuters.
Trading & Investment
Luxembourg Okays More Funds for HK-Shanghai Stock Connect
By Editors | 01/03/2015
Luxembourg’s Financial Sector Surveillance Commission has given its go-ahead for more funds to invest in the Shanghai-Hong Kong cross-border stock scheme and more such approvals are likely soon.
Trading & Investment
Hong Kong’s SFC Sees Robust Cross-Border Funds Exchange
By Editors | 26/02/2015
The Securities and Futures Commission expects about 600 Hong Kong and mainland Chinese funds to participate in a cross-border offering of funds that will be launched soon.
Structural Regulation
Singapore, APEC Countries Issue Rules for Cross-Border Funds Sale
By Editors | 26/02/2015
A regional pact allowing a cross-border offering of funds within Asia Pacific is on track for implementation as Singapore and neighbouring nations in Asia Pacific issue new rules to govern the scheme.
Structural Regulation
Japan Appoints New BOJ Policymaker
By Editors | 26/02/2015
Japan’s parliament approved a government proposal to appoint Waseda University Prof. Yutaka Harada to the Bank of Japan’s Policy Board and other government-sought appointments at public bodies.
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