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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Trading & Investment
Thai SEC Updates Rules to Allow Leveraged & Inverse ETFs
By Mark Johnston | 17/03/2025
Thailand’s securities watchdog greenlights new regulations on leveraged and inverse ETFs, opening up new investment products to the market.

Structural Regulation
HKEX Considers Lowering Board Lot Sizes to Boost Liquidity
By Mark Johnston | 17/03/2025
HKEX is reportedly considering mandating that brokers charge the same price for trading single shares as they do for board lots.

Trading & Investment
FSS Korea Probes Securities Firms’ Bond Underwriting Practices
By Mark Johnston | 14/03/2025
The FSS will examine cases where securities firms have leveraged the resources and influence of affiliated entities to facilitate bond issuance.

Trading & Investment
Thai Stock Exchange Lists New Batch of Depositary Receipts
By Nithya Subramanian | 14/03/2025
SET listed five new DRs referencing Chinese stocks, two linked to Vietnamese companies and one DRx referencing a US stock.

Trading & Investment
FSS Korea Urges Securities Firms to Support Innovative Companies
By Mark Johnston | 14/03/2025
FSS governor said securities firms must be more faithful to their role in driving innovative growth through the supply of venture capital.

Sustainable Finance
Thailand Unveils ESG Tax Incentives to Stimulate Stock Market
By Nithya Subramanian | 13/03/2025
The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

Emerging Prudential Risks
Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA
By Thisanka Siripala | 13/03/2025
FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

Trading & Investment
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

Trading & Investment
SGX to Launch Brazilian Real Futures Contracts in Asia
By Nithya Subramanian | 13/03/2025
The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.

Trading & Investment
SEBI Reduces Timelines for Completing Rights Issue
By Nithya Subramanian | 13/03/2025
New framework, effective 7 April, reduces the timeline for completing a rights issue from 126 days to just 23 days.
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