Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    image

    Trading & Investment

    Thai SEC Updates Rules to Allow Leveraged & Inverse ETFs

    By Mark Johnston | 17/03/2025

    Thailand’s securities watchdog greenlights new regulations on leveraged and inverse ETFs, opening up new investment products to the market.

    image

    Structural Regulation

    HKEX Considers Lowering Board Lot Sizes to Boost Liquidity

    By Mark Johnston | 17/03/2025

    HKEX is reportedly considering mandating that brokers charge the same price for trading single shares as they do for board lots.

    image

    Trading & Investment

    FSS Korea Probes Securities Firms’ Bond Underwriting Practices

    By Mark Johnston | 14/03/2025

    The FSS will examine cases where securities firms have leveraged the resources and influence of affiliated entities to facilitate bond issuance.

    image

    Trading & Investment

    Thai Stock Exchange Lists New Batch of Depositary Receipts

    By Nithya Subramanian | 14/03/2025

    SET listed five new DRs referencing Chinese stocks, two linked to Vietnamese companies and one DRx referencing a US stock.

    image

    Trading & Investment

    FSS Korea Urges Securities Firms to Support Innovative Companies

    By Mark Johnston | 14/03/2025

    FSS governor said securities firms must be more faithful to their role in driving innovative growth through the supply of venture capital.

    image

    Sustainable Finance

    Thailand Unveils ESG Tax Incentives to Stimulate Stock Market

    By Nithya Subramanian | 13/03/2025

    The SET will meanwhile start consultations on a new long-term savings and investment scheme modelled after Japan’s NISA.

    image

    Emerging Prudential Risks

    Geopolitics Seen as Biggest Driver of Derivatives Market Activity – FIA

    By Thisanka Siripala | 13/03/2025

    FIA President Walt Lukken said economics is taking a back seat to politics in terms of what will drive the derivatives markets.

    image

    Trading & Investment

    IOSCO Proposes Recommendations to Address “Neo-broker” Risks

    By Manesh Samtani | 13/03/2025

    The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

    image

    Trading & Investment

    SGX to Launch Brazilian Real Futures Contracts in Asia

    By Nithya Subramanian | 13/03/2025

    The move will enable global investors in Asia to manage risks with the Brazilian Real during their local time zone.

    image

    Trading & Investment

    SEBI Reduces Timelines for Completing Rights Issue

    By Nithya Subramanian | 13/03/2025

    New framework, effective 7 April, reduces the timeline for completing a rights issue from 126 days to just 23 days.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.