Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    HKEX Announces Retirement of Key Executive Wilfred Yiu

    By Sanday Chongo Kabange | 02/12/2024

    Wilfred Yiu oversaw the implementation of the Connect programme expansion, ETF reforms, derivatives holiday trading, dual counter model, and severe weather trading.

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    Trading & Investment

    SEBI to Make Stock Exchanges Interoperable to Guard Against Outages

    By Editors | 02/12/2024

    The NSE and BSE will act as alternative trading venues for each other when a technical glitch or outage occurs at either exchange.

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    Trading & Investment

    HKIC Invites Firms to Help Manage New CIES Investment Portfolio

    By Sanday Chongo Kabange | 28/11/2024

    Eligible fund managers have until 10 December to submit their proposals on how to achieve the objectives of the CIES investment portfolio.

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    Trading & Investment

    SEBI Mandates Mark-to-Market Valuation for Mutual Fund Repo Transactions

    By Editors | 27/11/2024

    Mutual fund investments in repo transactions with tenors up to 30 days shall be valued on a mark-to-market basis.

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    Trading & Investment

    Korea Releases Revision Bills on Measures to Prevent Naked Short-selling

    By Editors | 27/11/2024

    The revision bills specify details regarding the repayment period for borrowed stocks, internal control standards, and securities firm obligations, among other measures.

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    Trading & Investment

    IOSCO Publishes Results from Review of Derivatives Market Regulation

    By Manesh Samtani | 26/11/2024

    The review highlighted challenges jurisdictions have faced in implementing key principles for regulating and supervising derivatives markets.

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    Structural Regulation

    SEBI Abolishes Mandatory Security Deposit for Public Issues

    By Mark Johnston | 26/11/2024

    SEBI has removed the mandatory one percent security deposit for public issues, aiming to simplify business operations.

    Trading & Investment

    Hong Kong Connectivity With Mainland Set to Increase

    By Manesh Samtani | 25/11/2024

    China Vice-Premier He Lifeng, CSRC Chairman Wu Qing and HKMA Chief Eddie Yue discussed new initiatives at the Global Financial Leaders’ Investment Summit.

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    Structural Regulation

    BSP to Ease Rules on Cross-Selling Financial Products

    By Sanday Chongo Kabange | 25/11/2024

    The revised regulations will allow the cross-selling of financial products, including insurance and mutual funds, within financial conglomerates.

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    Sustainable Finance

    Australia Unveils Strategy to Modernise Sovereign Wealth Fund

    By Thisanka Siripala | 24/11/2024

    The government is refreshing and renewing the Future Fund to make it “stronger, more successful and more sustainable into the future”.

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