Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    SEBI Modifies Dynamic Price Bands for Derivatives Scrips

    By Ajoy K Das | 25/05/2024

    SEBI modified a rule for adjustments to dynamic price bands for scrips in the derivatives segment.

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    Market Abuse

    HK: Insider Trading Prosecution May Prompt Hedge Fund Closure

    By Editors | 24/05/2024

    “It is in the best interests of our investors to return their capital in an orderly manner,” a Segantii spokesperson said.

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    Supervision & Enforcement

    CFTC Fines JPMorgan $200m Over Trade Surveillance Gaps

    By Editors | 24/05/2024

    Half of the penalty will be offset by resolutions made with the OCC and Federal Reserve Board in March.

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    Trading & Investment

    India’s GIFT City Seeks Status as Global Commodity Trading Hub

    By Editors | 23/05/2024

    IFSCA has formed an expert committee to propose steps for making GIFT City a global commodity trading hub.

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    Trading & Investment

    FSB Considers Ways to Enhance Resilience of CP and CD Markets

    By Editors | 22/05/2024

    CP and CD markets feature limited secondary market activity due to the buy-and-hold nature of these instruments, the FSB says.

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    Trading & Investment

    UK Regulators Fine Citi Over Trader’s Mistake, Control Failings

    By Editors | 22/05/2024

    A trader inadvertently placed sell orders worth $444bn instead of $58 million. Citi’s electronic trading system generated additional erroneous orders.

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    Trading & Investment

    Korea: FSS Head Considers Partial Lifting of Short Selling Ban

    By Editors | 22/05/2024

    FSS Governor Lee Bok-hyun said he personally wishes to allow short selling practices in June, at least partially.

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    Structural Regulation

    FSC Korea Permits Daegu Bank to Convert Banking Licence

    By Editors | 22/05/2024

    Daegu Bank will be the first regional bank to convert into a nationwide bank. It will also be the first new commercial bank in 32 years.

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    Structural Regulation

    SEBI Issues Framework for Managing Price Impact from Market Rumours

    By Ajoy K Das | 22/05/2024

    Listed entities are required to verify market rumours within 24 hours if these rumours cause a material price movement.

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    Trading & Investment

    SEBI Proposes to Allow Indian MFs to Invest in Overseas Funds

    By Ajoy K Das | 21/05/2024

    Regulator to allow investments in overseas funds having a maximum exposure to Indian securities of 20 percent of net assets.

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