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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Trading & Investment
Implementing Singapore’s New OTC Derivatives Reporting Regime
By Manesh Samtani | 20/05/2024
Broadridge’s Carl Hovland and David Farmery talk to Regulation Asia about the measures firms should consider as they implement new OTC derivatives reporting requirements in Singapore.

Cryptocurrency
CME Group Plans to Launch Spot Bitcoin Trading – Report
By Nithya Subramanian | 17/05/2024
Traders and fund managers say they want to buy and sell bitcoin on a regulated marketplace.

Trading & Investment
CSRC Issues Final Rules for Programmatic Trading
By Editors | 17/05/2024
The rules require market participants involved in programmatic trading to register with stock exchanges and make detailed disclosures.

Structural Regulation
SFC Allows Broader Master-Feeder ETF Offerings in Hong Kong
By Editors | 17/05/2024
The SFC is extending the existing streamlined requirements for master ETFs to overseas-listed actively managed ETFs.

Structural Regulation
SEBI Mulls Tighter Listing Rules for Small Businesses
By Ajoy K Das | 16/05/2024
Regulators looking to set a minimum size threshold for public offers and to require additional disclosures from SMEs and merchant bankers.

Conduct, Culture & Accountability
Korea FSS Reveals Arbitration Results for Mis-sold ELS Products
By Editors | 16/05/2024
The final compensation ratio in representative cases from five banks varied from 30 to 65 percent.

Anti-Money Laundering
Australian Court Dismisses Class Action Against CBA
By Editors | 14/05/2024
The class action alleged that CBA failed to disclose its AML contraventions for several years before it was eventually fined A$700m in 2018.

Trading & Investment
ASIC Probes ANZ Over Treasury Bond Issuance
By Sanday Chongo Kabange | 14/05/2024
ASIC suspects ANZ breached the law while serving as a risk manager for a government bond issuance last year.

Trading & Investment
SGX Lists First ETF Tracking APAC Financial Sector
By Nithya Subramanian | 14/05/2024
The ETF is a collaboration between SGX, Lion Global Investors and OCBC Securities.

Market Data & Technology
HKEX Stops Showing Real-time Stock Connect Data
By Manesh Samtani | 14/05/2024
The change is expected to reduce abnormal market swings, mitigate herd behaviour, and promote fairer access to information.
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