Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    Implementing Singapore’s New OTC Derivatives Reporting Regime

    By Manesh Samtani | 20/05/2024

    Broadridge’s Carl Hovland and David Farmery talk to Regulation Asia about the measures firms should consider as they implement new OTC derivatives reporting requirements in Singapore.

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    Cryptocurrency

    CME Group Plans to Launch Spot Bitcoin Trading – Report

    By Nithya Subramanian | 17/05/2024

    Traders and fund managers say they want to buy and sell bitcoin on a regulated marketplace.

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    Trading & Investment

    CSRC Issues Final Rules for Programmatic Trading

    By Editors | 17/05/2024

    The rules require market participants involved in programmatic trading to register with stock exchanges and make detailed disclosures.

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    Structural Regulation

    SFC Allows Broader Master-Feeder ETF Offerings in Hong Kong

    By Editors | 17/05/2024

    The SFC is extending the existing streamlined requirements for master ETFs to overseas-listed actively managed ETFs.

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    Structural Regulation

    SEBI Mulls Tighter Listing Rules for Small Businesses

    By Ajoy K Das | 16/05/2024

    Regulators looking to set a minimum size threshold for public offers and to require additional disclosures from SMEs and merchant bankers.

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    Conduct, Culture & Accountability

    Korea FSS Reveals Arbitration Results for Mis-sold ELS Products

    By Editors | 16/05/2024

    The final compensation ratio in representative cases from five banks varied from 30 to 65 percent.

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    Anti-Money Laundering

    Australian Court Dismisses Class Action Against CBA

    By Editors | 14/05/2024

    The class action alleged that CBA failed to disclose its AML contraventions for several years before it was eventually fined A$700m in 2018.

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    Trading & Investment

    ASIC Probes ANZ Over Treasury Bond Issuance

    By Sanday Chongo Kabange | 14/05/2024

    ASIC suspects ANZ breached the law while serving as a risk manager for a government bond issuance last year.

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    Trading & Investment

    SGX Lists First ETF Tracking APAC Financial Sector

    By Nithya Subramanian | 14/05/2024

    The ETF is a collaboration between SGX, Lion Global Investors and OCBC Securities.

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    Market Data & Technology

    HKEX Stops Showing Real-time Stock Connect Data

    By Manesh Samtani | 14/05/2024

    The change is expected to reduce abnormal market swings, mitigate herd behaviour, and promote fairer access to information.

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