ADVERTISEMENT
Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
RBI Warns Against Use of Unauthorised FX Platforms
By Editors | 12/09/2022
The RBI lists 34 FX trading platforms it says are not authorised to operate in India. The list include FXCM, XTB, TD Ameritrade, eToro, and IG Markets.
Structural Regulation
HKEX is Preparing for IPO Wave by Streamlining IPO Processes
By Editors | 12/09/2022
Chairwoman Laura Cha revealed that HKEX has over 170 IPO applications from companies, but many are waiting for market conditions to improve before listing.
Structural Regulation
Credit Suisse Secures Deal to Fully Acquire China Securities JV
By Editors | 12/09/2022
The deal would make Credit Suisse the latest global bank to control 100% of its onshore securities venture after JP Morgan and Goldman Sachs.
Trading & Investment
NZ FMA Concerned Over Retail Involvement in Stock Lending
By Editors | 09/09/2022
The FMA says investors should make sure the risks and returns are properly explained before they allow their shares to be lent out.
Structural Regulation
FSC Korea to Revise Rules for Issuing Convertible Preference Shares
By Editors | 08/09/2022
The revisions follow rule changes made last year to prevent convertible bonds from being used to unfairly dilute small shareholders.
Trading & Investment
HKEX to Enhance Obligations for Stock Options Market Makers
By Editors | 08/09/2022
A first phase of enhancements will take effect on 31 October 2022. A second phase will be implemented in H1 2023, subject to market readiness.
Trading & Investment
JPX, CFFEX Agree to Cross-Promote Derivatives Products
By Editors | 08/09/2022
The arrangements includes the promotion of derivatives trades to enhance the liquidity of ETFs listed under the Japan-China ETF Connectivity scheme.
Trading & Investment
Australia: ABN AMRO Penalised Over Block Trading Rule Breach
By Editors | 08/09/2022
ABN AMRO Clearing Sydney registered ASX SPI 200 Futures block trades that included split allocations below the Minimum Value Threshold.
Trading & Investment
Tokyo Bourse to Allow First Active ETF Listings by Mid-2023
By Editors | 08/09/2022
The TSE is reportedly looking to modify a rule which currently only permits index-linked (passive) ETFs to be listed on the exchange.
Tokenisation
Korea to Launch KRX-Operated Digital Securities Market
By Editors | 07/09/2022
Security token guidelines will be published in Q4 2022, and rule changes will be made next year to establish a system for issuance and distribution.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.