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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
CSRC Green Lights Launch of New ETF Options in China
By Editors | 07/09/2022
ChiNext Board ETF options will list in Shenzhen, while CSI 500 ETF options will list in both Shanghai and Shenzhen.
Trading & Investment
Beijing Stock Exchange Turns One Year Old
By Editors | 06/09/2022
The BSE issued draft rules for margin trading and securities lending, launched its first treasury bond, and set out plans to introduce its first benchmark index.
Trading & Investment
CME Proposes Early Conversion of Eurodollar Futures, Options
By Editors | 06/09/2022
The proposed 13 April 2023 conversion date is intended to help firms complete their operational work as early as possible in the LIBOR-to-SOFR transition process.
Structural Regulation
FSC Korea Unveils New Rules to Address Unfair Split-Off IPOs
By Editors | 06/09/2022
Korean investors often lose out when companies decide to split off rapidly growing portions of their businesses into new IPOs.
Structural Regulation
Liz Truss Implications for the UK Financial Sector
By Manesh Samtani | 06/09/2022
Planned tax cuts will benefit banks. The FCA, PRA and PSR may be merged. China may be declared a threat to national security.
Anti-Money Laundering
SFC Suspends Rifa Futures Exec Over ‘Xinguanjia’ Trading Software
By Editors | 06/09/2022
In July, Rifa Futures became the fourth firm to be fined over the use of Xinguanjia. The firm’s managing director has now been suspended for 8 months.
Structural Regulation
ASIC Extends Ban on Binary Options Until 2031
By Editors | 06/09/2022
Since it came into effect, the ban has been “fully effective” in preventing retail clients from losing money trading binary options in Australia, ASIC said.
Structural Regulation
Japan FSA Consults on Documentary Requirements for Foreign Entry
By Editors | 06/09/2022
The amendment will allow applicants who meet certain conditions to submit written applications for registration and other subsequent documents in English.
Structural Regulation
CSRC to Accelerate Work on Overseas Listing Framework
By Darien Choong | 05/09/2022
The CSRC will push forward legislation to enact new overseas listing rules, and support the establishment of a new registration system for Chinese firms seeking foreign IPOs.
Trading & Investment
Gold Producer Becomes Second Russian Firm to Issue CNY Bonds
By Editors | 05/09/2022
Russia is now in third place on a list of non-mainland jurisdictions using the yuan for global payments, after Hong Kong and the UK.
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